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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.5B AUM 1,345 positions Filed Feb 12, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 13 New 877 Added 374 Reduced 2399 Exited
Page 7 of 19  ·  374 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 EFG ISHARES TR 15,757.0 $1.8M 0.03% -974.0 -5.8% $113.92 +5.7%
122 FVD FIRST TR EXCHANGE-TRADED FD 38,788.0 $1.8M 0.03% -6K -13.7% $46.08 +3.0%
123 CPRT COPART INC Industrials 45,513.0 $1.8M 0.03% -4K -8.6% $39.15 -15.4%
124 SDY SPDR SERIES TRUST 12,394.0 $1.7M 0.03% -347.0 -2.7% $139.17 +6.4%
125 ENTERGY CORP NEW 18,321.0 $1.7M 0.03% -10K -35.1% $92.43
126 ROP ROPER TECHNOLOGIES INC Industrials 3,767.0 $1.7M 0.03% -312.0 -7.7% $445.09 -26.1%
127 IMCV ISHARES TR 20,101.0 $1.7M 0.03% -828.0 -4.0% $82.34 +7.7%
128 FAST FASTENAL CO Industrials 41,172.0 $1.7M 0.03% -554.0 -1.3% $40.13 +8.6%
129 FTGC FIRST TR EXCHANGE TRAD FD VI 69,608.0 $1.6M 0.03% -1K -1.4% $23.23 +27.7%
130 ANNALY CAPITAL MANAGEMENT IN 70,963.0 $1.6M 0.02% -9K -11.2% $22.36
131 HEQ JOHN HANCOCK DIVERSIFIED INC Financial Services 147,371.0 $1.6M 0.02% -5K -3.4% $10.75 +8.1%
132 JCI JOHNSON CTLS INTL PLC Industrials 13,088.0 $1.6M 0.02% -1K -7.5% $119.75 +13.1%
133 SOXX ISHARES TR 5,180.0 $1.6M 0.02% -76.0 -1.4% $301.18 +72.8%
134 LITL SIMPLIFY EXCHANGE TRADED FUN 52,414.0 $1.5M 0.02% -489.0 -0.9% $29.54 +2.6%
135 NTAP NETAPP INC Technology 14,059.0 $1.5M 0.02% -5K -25.4% $107.09 +12.6%
136 SNPS SYNOPSYS INC Technology 3,162.0 $1.5M 0.02% -292.0 -8.4% $469.72 +5.1%
137 HCA HCA HEALTHCARE INC Healthcare 3,168.0 $1.5M 0.02% -16.0 -0.5% $466.82 -13.3%
138 IAUM ISHARES GOLD TR Financial Services 33,716.0 $1.4M 0.02% -26K -43.5% $42.99 +5.4%
139 PGX INVESCO EXCH TRADED FD TR II 126,117.0 $1.4M 0.02% -4K -2.8% $11.24 -2.4%
140 SPGI S&P GLOBAL INC Financial Services 2,684.0 $1.4M 0.02% -2K -42.0% $522.56 -21.5%
Page 7 of 19  ·  374 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.5%
Financial Services 20.5%
Consumer Cyclical 10.7%
Communication Services 10.0%
Healthcare 9.5%
Industrials 8.6%
Consumer Defensive 4.5%
Energy 2.8%
Utilities 2.0%
Real Estate 1.5%