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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.5B AUM 1,345 positions Filed Feb 12, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 13 New 877 Added 374 Reduced 2399 Exited
Page 6 of 19  ·  374 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 BLW BLACKROCK LTD DURATION INCOM Financial Services 158,067.0 $2.2M 0.03% -5K -2.9% $13.74 -9.8%
102 VRP INVESCO EXCH TRADED FD TR II 89,200.0 $2.2M 0.03% -147K -62.2% $24.33 -0.4%
103 SCHX SCHWAB STRATEGIC TR 79,349.0 $2.1M 0.03% -4K -4.5% $26.91 +8.3%
104 RUSSELL INVTS EXCHANGE TRADE 71,114.0 $2.1M 0.03% -26K -26.9% $29.69
105 AVUV AMERICAN CENTY ETF TR 20,663.0 $2.1M 0.03% -550.0 -2.6% $101.98 +16.9%
106 BTI BRITISH AMERN TOB PLC Consumer Defensive 37,184.0 $2.1M 0.03% -1K -3.2% $56.62 +15.3%
107 NLR VANECK ETF TRUST 16,810.0 $2.1M 0.03% -4K -19.4% $124.20 +2.9%
108 HELO J P MORGAN EXCHANGE TRADED F 31,346.0 $2.1M 0.03% -2K -7.3% $66.43 +2.1%
109 EFA ISHARES TR 21,539.0 $2.1M 0.03% -442.0 -2.0% $96.03 +7.9%
110 RIV RIVERNORTH OPPORTUNITIES FD Financial Services 175,883.0 $2.1M 0.03% -8K -4.3% $11.74 -2.7%
111 PZA INVESCO EXCH TRADED FD TR II 87,296.0 $2.0M 0.03% -858.0 -1.0% $23.19 -1.2%
112 CGO CALAMOS GLOBAL TOTAL RETURN Financial Services 175,618.0 $2.0M 0.03% -5K -2.7% $11.39 +15.5%
113 BABA ALIBABA GROUP HLDG LTD Consumer Cyclical 13,646.0 $2.0M 0.03% -1K -7.1% $146.58 -8.3%
114 VMC VULCAN MATLS CO Basic Materials 6,717.0 $1.9M 0.03% -63.0 -0.9% $285.23 -9.0%
115 IWS ISHARES TR 13,548.0 $1.9M 0.03% -1K -8.6% $141.05 +11.1%
116 CSGP COSTAR GROUP INC Real Estate 28,274.0 $1.9M 0.03% -4K -11.1% $67.24 -49.7%
117 CW CURTISS WRIGHT CORP Industrials 3,441.0 $1.9M 0.03% -211.0 -5.8% $551.28 +27.9%
118 ITW ILLINOIS TOOL WKS INC Industrials 7,616.0 $1.9M 0.03% -2K -20.5% $246.31 +0.4%
119 FEM FIRST TR EXCH TRD ALPHDX FD 68,504.0 $1.9M 0.03% -795.0 -1.1% $27.35 +17.3%
120 SHW SHERWIN WILLIAMS CO Basic Materials 5,703.0 $1.8M 0.03% -1K -19.1% $324.02 -7.7%
Page 6 of 19  ·  374 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.5%
Financial Services 20.5%
Consumer Cyclical 10.7%
Communication Services 10.0%
Healthcare 9.5%
Industrials 8.6%
Consumer Defensive 4.5%
Energy 2.8%
Utilities 2.0%
Real Estate 1.5%