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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.5B AUM 1,345 positions Filed Feb 12, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 13 New 877 Added 374 Reduced 2399 Exited
Page 2 of 19  ·  374 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 CAT CATERPILLAR INC Industrials 21,191.0 $12.1M 0.19% -329.0 -1.5% $572.86 +50.2%
22 BKNG BOOKING HOLDINGS INC Consumer Cyclical 2,237.0 $12.0M 0.18% -109.0 -4.7% $5354.53 -97.1%
23 AMAT APPLIED MATLS INC Technology 40,746.0 $10.5M 0.16% -2K -3.8% $256.99 +58.3%
24 COST COSTCO WHSL CORP NEW Consumer Defensive 11,946.0 $10.3M 0.16% -112.0 -0.9% $862.37 +21.6%
25 HD HOME DEPOT INC Consumer Cyclical 29,224.0 $10.1M 0.15% -834.0 -2.8% $344.11 -12.9%
26 EFAV ISHARES TR 113,406.0 $9.8M 0.15% -3K -2.3% $86.25 +6.2%
27 IGF ISHARES TR 154,188.0 $9.5M 0.15% -3K -1.9% $61.36 +8.8%
28 PSET PRINCIPAL EXCHANGE TRADED FD 122,263.0 $9.3M 0.14% -245K -66.7% $76.30 -2.8%
29 EATON VANCE TAX-MANAGED BUY- 643,122.0 $9.2M 0.14% -10K -1.5% $14.36
30 SHYG ISHARES TR 215,294.0 $9.2M 0.14% -11K -5.0% $42.87 -1.6%
31 UNH UNITEDHEALTH GROUP INC Healthcare 26,239.0 $8.7M 0.13% -3K -10.9% $330.10 +18.5%
32 ORCL ORACLE CORP Technology 44,102.0 $8.6M 0.13% -5K -11.1% $194.91 -4.3%
33 USMV ISHARES TR 88,242.0 $8.3M 0.13% -1K -1.6% $94.16 +1.7%
34 COWZ PACER FDS TR 132,869.0 $8.0M 0.12% -24K -15.2% $60.17 +5.2%
35 DIS DISNEY WALT CO Communication Services 64,503.0 $7.3M 0.11% -10K -13.3% $113.77 -8.6%
36 IQVIA HLDGS INC 31,635.0 $7.1M 0.11% -9K -21.5% $225.41
37 RDVI FIRST TR EXCHANGE-TRADED FD 270,747.0 $7.1M 0.11% -19K -6.6% $26.24 +2.6%
38 ELV ELEVANCE HEALTH INC FORMERLY Healthcare 18,849.0 $6.6M 0.10% -3K -13.5% $350.55 +12.4%
39 FELC FIDELITY COVINGTON TRUST 170,434.0 $6.5M 0.10% -13K -7.3% $38.17 +7.6%
40 PCN PIMCO CORPORATE &INCM STRG Financial Services 502,764.0 $6.4M 0.10% -56K -10.0% $12.76 -9.3%
Page 2 of 19  ·  374 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.5%
Financial Services 20.5%
Consumer Cyclical 10.7%
Communication Services 10.0%
Healthcare 9.5%
Industrials 8.6%
Consumer Defensive 4.5%
Energy 2.8%
Utilities 2.0%
Real Estate 1.5%