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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 98 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1941 RSPM INVESCO EXCHANGE TRADED FD T 1,538.0 $50K 0.00% NEW $32.75 +16.4%
1942 INNOVATOR ETFS TRUST 1,750.0 $50K 0.00% NEW $28.62
1943 LOCT INNOVATOR ETFS TRUST 2,100.0 $50K 0.00% NEW $23.81 +0.6%
1944 FVAL FIDELITY COVINGTON TRUST 726.0 $50K 0.00% NEW $68.87 +13.3%
1945 INNOVATOR ETFS TRUST 2,025.0 $50K 0.00% NEW $24.68
1946 PTCT PTC THERAPEUTICS INC Healthcare 814.0 $50K 0.00% NEW $61.37 +15.7%
1947 INNOVATOR ETFS TRUST 1,866.0 $50K 0.00% NEW $26.77
1948 IBMO ISHARES TR 1,943.0 $50K 0.00% NEW $25.66 -0.1%
1949 ACT ENACT HLDGS INC Financial Services 1,295.0 $50K 0.00% NEW $38.34 +13.2%
1950 BFAM BRIGHT HORIZONS FAM SOL IN D Consumer Cyclical 457.0 $50K 0.00% NEW $108.57 -37.8%
1951 STXD EA SERIES TRUST 1,358.0 $50K 0.00% NEW $36.53 +4.1%
1952 SIZE ISHARES TR 308.0 $50K 0.00% NEW $160.78 +7.1%
1953 DSGX DESCARTES SYS GROUP INC Technology 524.0 $49K 0.00% NEW $94.23 -24.9%
1954 TAP MOLSON COORS BEVERAGE CO Consumer Defensive 1,089.0 $49K 0.00% NEW $45.26 -5.5%
1955 BLACKROCK ETF TRUST 679.0 $49K 0.00% NEW $72.58
1956 BKE BUCKLE INC Consumer Cyclical 840.0 $49K 0.00% NEW $58.66 -16.4%
1957 CVLT COMMVAULT SYS INC Technology 260.0 $49K 0.00% NEW $188.78 -43.9%
1958 SETM SPROTT FDS TR 1,951.0 $49K 0.00% NEW $25.15 +38.8%
1959 CRI CARTERS INC Consumer Cyclical 1,738.0 $49K 0.00% NEW $28.22 +33.1%
1960 AOS SMITH A O CORP Industrials 668.0 $49K 0.00% NEW $73.41 -22.1%
Page 98 of 187  ·  3,731 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 20.4%
Consumer Cyclical 11.0%
Communication Services 9.5%
Industrials 8.8%
Healthcare 8.7%
Consumer Defensive 4.9%
Energy 2.8%
Utilities 2.1%
Real Estate 1.8%