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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 8 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 MUB ISHARES TR 77,473.0 $8.3M 0.14% NEW $106.49 -0.5%
142 CGMU CAPITAL GRP FIXED INCM ETF T 302,078.0 $8.2M 0.14% NEW $27.29 -0.4%
143 EFV ISHARES TR 119,211.0 $8.1M 0.13% NEW $67.83 +16.1%
144 BNDX VANGUARD CHARLOTTE FDS 160,864.0 $8.0M 0.13% NEW $49.46 -3.1%
145 VOE VANGUARD INDEX FDS 45,458.0 $7.9M 0.13% NEW $174.58 +10.2%
146 GS GOLDMAN SACHS GROUP INC Financial Services 9,918.0 $7.9M 0.13% NEW $796.37 +16.6%
147 QCOM QUALCOMM INC Technology 46,944.0 $7.8M 0.13% NEW $166.36 +17.6%
148 TIP ISHARES TR 69,547.0 $7.7M 0.13% NEW $111.22 -0.8%
149 AIQ GLOBAL X FDS 155,831.0 $7.7M 0.13% NEW $49.39 +25.3%
150 IYW ISHARES TR 39,102.0 $7.7M 0.13% NEW $195.86 +22.2%
151 IQVIA HLDGS INC 40,284.0 $7.7M 0.13% NEW $189.94
152 FENI FIDELITY COVINGTON TRUST 216,285.0 $7.6M 0.13% NEW $35.28 +12.9%
153 APMU TRUST FOR PROFESSIONAL MANAG 300,469.0 $7.6M 0.12% NEW $25.14 -1.5%
154 RDVI FIRST TR EXCHANGE-TRADED FD 289,887.0 $7.5M 0.12% NEW $25.85 +6.0%
155 PCN PIMCO CORPORATE &INCM STRG Financial Services 558,890.0 $7.5M 0.12% NEW $13.38 -12.6%
156 CGGR CAPITAL GROUP GROWTH ETF 169,468.0 $7.4M 0.12% NEW $43.92 +4.6%
157 LRCX LAM RESEARCH CORP Technology 55,475.0 $7.4M 0.12% NEW $133.90 +104.2%
158 BAC BANK AMERICA CORP Financial Services 143,720.0 $7.4M 0.12% NEW $51.59 -0.7%
159 TJX TJX COS INC NEW Consumer Cyclical 51,144.0 $7.4M 0.12% NEW $144.54 +4.2%
160 ABT ABBOTT LABS Healthcare 55,024.0 $7.4M 0.12% NEW $133.94 -34.0%
Page 8 of 187  ·  3,731 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 20.4%
Consumer Cyclical 11.0%
Communication Services 9.5%
Industrials 8.8%
Healthcare 8.7%
Consumer Defensive 4.9%
Energy 2.8%
Utilities 2.1%
Real Estate 1.8%