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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 58 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1141 ISHARES TR 12,746.0 $280K 0.01% NEW $21.95
1142 GUNR FLEXSHARES TR 6,372.0 $279K 0.01% NEW $43.78 +24.5%
1143 GFEB FIRST TR EXCHNG TRADED FD VI 6,873.0 $279K 0.01% NEW $40.57 +7.6%
1144 IMTB ISHARES TR 6,307.0 $279K 0.01% NEW $44.21 -1.9%
1145 FDN FIRST TR EXCHANGE-TRADED FD 995.0 $278K 0.01% NEW $279.84 -2.9%
1146 XP XP INC Financial Services 14,773.0 $278K 0.01% NEW $18.79 -5.9%
1147 RGA REINSURANCE GRP OF AMERICA I Financial Services 1,438.0 $276K 0.01% NEW $192.06 +11.5%
1148 FRI FIRST TR EXCHANGE-TRADED FD 9,810.0 $276K 0.01% NEW $28.11 +11.0%
1149 UTHR UNITED THERAPEUTICS CORP DEL Healthcare 655.0 $275K 0.01% NEW $419.21 +34.5%
1150 PSLV SPROTT ASSET MANAGEMENT LP Financial Services 17,443.0 $274K 0.01% NEW $15.70 +57.1%
1151 THG HANOVER INS GROUP INC Financial Services 1,502.0 $273K 0.00% NEW $181.63 +7.1%
1152 CHDN CHURCHILL DOWNS INC Consumer Cyclical 2,799.0 $272K 0.00% NEW $97.01 -11.8%
1153 ISHARES TR 12,034.0 $271K 0.00% NEW $22.52
1154 GLTR ABRDN PRECIOUS METALS BASKET Financial Services 1,633.0 $270K 0.00% NEW $165.45 +30.3%
1155 UTG REAVES UTIL INCOME FD Financial Services 6,809.0 $270K 0.00% NEW $39.62 +6.2%
1156 BKLN INVESCO EXCH TRADED FD TR II 12,888.0 $270K 0.00% NEW $20.93 -2.1%
1157 EAGG ISHARES TR 5,612.0 $270K 0.00% NEW $48.03 -2.0%
1158 CVE CENOVUS ENERGY INC Energy 15,857.0 $269K 0.00% NEW $16.99 +78.3%
1159 LBRT LIBERTY ENERGY INC Energy 21,791.0 $269K 0.00% NEW $12.34 +166.5%
1160 TOPT ISHARES TR 8,810.0 $268K 0.00% NEW $30.46 +11.1%
Page 58 of 187  ·  3,731 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 20.4%
Consumer Cyclical 11.0%
Communication Services 9.5%
Industrials 8.8%
Healthcare 8.7%
Consumer Defensive 4.9%
Energy 2.8%
Utilities 2.1%
Real Estate 1.8%