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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 56 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1101 FLOT ISHARES TR 6,172.0 $315K 0.01% NEW $51.09 -0.1%
1102 WT WISDOMTREE INC Financial Services 22,619.0 $314K 0.01% NEW $13.90 +38.3%
1103 BDEC INNOVATOR ETFS TRUST 6,559.0 $314K 0.01% NEW $47.93 +9.9%
1104 OKTA OKTA INC Technology 3,417.0 $313K 0.01% NEW $91.70 -2.5%
1105 J JACOBS SOLUTIONS INC Industrials 2,088.0 $313K 0.01% NEW $149.86 -23.9%
1106 DVN DEVON ENERGY CORP NEW Energy 8,920.0 $313K 0.01% NEW $35.06 +34.4%
1107 NATWEST GROUP PLC 22,080.0 $312K 0.01% NEW $14.15
1108 INTA INTAPP INC Technology 7,638.0 $312K 0.01% NEW $40.90 -50.3%
1109 CCC CCC INTELLIGENT SOLUTIONS HL Technology 34,284.0 $312K 0.01% NEW $9.11 -50.2%
1110 VFH VANGUARD WORLD FD 2,375.0 $312K 0.01% NEW $131.25 -3.2%
1111 DFUV DIMENSIONAL ETF TRUST 6,972.0 $312K 0.01% NEW $44.69 +18.1%
1112 NEU NEWMARKET CORP Basic Materials 376.0 $311K 0.01% NEW $828.21 -13.0%
1113 FXO FIRST TR EXCHANGE TRADED FD 5,239.0 $311K 0.01% NEW $59.39 +0.1%
1114 BAX BAXTER INTL INC Healthcare 13,638.0 $311K 0.01% NEW $22.77 -16.4%
1115 IBKR INTERACTIVE BROKERS GROUP IN Financial Services 4,511.0 $310K 0.01% NEW $68.81 +21.8%
1116 FND FLOOR &DECOR HLDGS INC Consumer Cyclical 4,182.0 $308K 0.01% NEW $73.70 -34.3%
1117 PULS PGIM ETF TR 6,159.0 $307K 0.01% NEW $49.83 -0.3%
1118 QQEW FIRST TR EXCHANGE-TRADED FD 2,161.0 $305K 0.01% NEW $141.09 +5.4%
1119 H HYATT HOTELS CORP Consumer Cyclical 2,144.0 $304K 0.01% NEW $141.94 +23.7%
1120 EQR EQUITY RESIDENTIAL Real Estate 4,678.0 $303K 0.01% NEW $64.73 +1.6%
Page 56 of 187  ·  3,731 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 20.4%
Consumer Cyclical 11.0%
Communication Services 9.5%
Industrials 8.8%
Healthcare 8.7%
Consumer Defensive 4.9%
Energy 2.8%
Utilities 2.1%
Real Estate 1.8%