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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 50 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
981 EHC ENCOMPASS HEALTH CORP Healthcare 3,254.0 $413K 0.01% NEW $127.02 -17.8%
982 IBDR ISHARES TR 17,003.0 $413K 0.01% NEW $24.30 -0.3%
983 KDP KEURIG DR PEPPER INC Consumer Defensive 16,174.0 $413K 0.01% NEW $25.51 +12.8%
984 ARKK ARK ETF TR 4,777.0 $412K 0.01% NEW $86.29 -11.2%
985 FID FIRST TR EXCHANGE TRADED FD 20,914.0 $412K 0.01% NEW $19.70 +12.7%
986 CNQ CANADIAN NAT RES LTD Energy 12,888.0 $412K 0.01% NEW $31.96 +52.3%
987 VGSH VANGUARD SCOTTSDALE FDS 6,999.0 $412K 0.01% NEW $58.85 -1.0%
988 KMI KINDER MORGAN INC DEL Energy 14,445.0 $409K 0.01% NEW $28.31 +18.3%
989 BOCT INNOVATOR ETFS TRUST 8,441.0 $409K 0.01% NEW $48.42 +8.3%
990 JBT MAREL CORPORATION 2,906.0 $408K 0.01% NEW $140.45
991 VTR VENTAS INC Real Estate 5,823.0 $408K 0.01% NEW $70.00 +26.6%
992 IBDT ISHARES TR 15,965.0 $407K 0.01% NEW $25.52 -1.1%
993 FIXD FIRST TR EXCHNG TRADED FD VI 9,143.0 $406K 0.01% NEW $44.42 -2.6%
994 BAPR INNOVATOR ETFS TRUST 8,624.0 $405K 0.01% NEW $46.91 +12.5%
995 FMDE FIDELITY COVINGTON TRUST 11,168.0 $404K 0.01% NEW $36.15 +7.2%
996 ING ING GROEP N.V. Financial Services 15,383.0 $401K 0.01% NEW $26.08 +17.6%
997 DFIV DIMENSIONAL ETF TRUST 8,648.0 $399K 0.01% NEW $46.12 +21.0%
998 IWO ISHARES TR 1,243.0 $398K 0.01% NEW $320.16 +15.0%
999 DXCM DEXCOM INC Healthcare 5,896.0 $397K 0.01% NEW $67.29 +6.9%
1000 CYBERARK SOFTWARE LTD 819.0 $396K 0.01% NEW $483.15
Page 50 of 187  ·  3,731 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 20.4%
Consumer Cyclical 11.0%
Communication Services 9.5%
Industrials 8.8%
Healthcare 8.7%
Consumer Defensive 4.9%
Energy 2.8%
Utilities 2.1%
Real Estate 1.8%