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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 5 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 VHT VANGUARD WORLD FD 52,467.0 $13.6M 0.22% NEW $259.60 +5.6%
82 GEM GOLDMAN SACHS ETF TR 331,224.0 $13.5M 0.22% NEW $40.73 +19.7%
83 SPY SPDR S&P 500 ETF TR Financial Services 20,217.0 $13.5M 0.22% NEW $666.18 +10.1%
84 GGUS GOLDMAN SACHS ETF TR 210,808.0 $13.3M 0.22% NEW $63.29 +4.5%
85 VWO VANGUARD INTL EQUITY INDEX F 242,833.0 $13.2M 0.22% NEW $54.18 +6.8%
86 VOO VANGUARD INDEX FDS 21,421.0 $13.1M 0.22% NEW $612.39 +10.2%
87 GOVT ISHARES TR 563,417.0 $13.0M 0.21% NEW $23.12 -2.7%
88 VO VANGUARD INDEX FDS 44,310.0 $13.0M 0.21% NEW $293.74 -74.1%
89 LVHI LEGG MASON ETF INVT 374,473.0 $13.0M 0.21% NEW $34.75 +18.9%
90 SPHQ INVESCO EXCHANGE TRADED FD T 176,324.0 $12.9M 0.21% NEW $73.29 +12.0%
91 PREF PRINCIPAL EXCHANGE TRADED FD 672,795.0 $12.9M 0.21% NEW $19.14 -1.3%
92 SCHH SCHWAB STRATEGIC TR 589,221.0 $12.7M 0.21% NEW $21.57 +8.2%
93 BKNG BOOKING HOLDINGS INC Consumer Cyclical 2,346.0 $12.7M 0.21% NEW $5398.19 -97.1%
94 PM PHILIP MORRIS INTL INC Consumer Defensive 76,547.0 $12.4M 0.20% NEW $162.20 +18.1%
95 HD HOME DEPOT INC Consumer Cyclical 30,058.0 $12.2M 0.20% NEW $405.19 -26.0%
96 MLPX GLOBAL X FDS 194,142.0 $12.2M 0.20% NEW $62.71 +23.8%
97 WMT WALMART INC Consumer Defensive 117,095.0 $12.1M 0.20% NEW $103.06 +29.4%
98 EQWL INVESCO EXCHANGE TRADED FD T 105,043.0 $12.0M 0.20% NEW $114.68 +8.3%
99 HIGH SIMPLIFY EXCHANGE TRADED FUN 520,839.0 $12.0M 0.20% NEW $23.09 -6.6%
100 XOM EXXON MOBIL CORP Energy 105,404.0 $11.9M 0.20% NEW $112.75 +42.3%
Page 5 of 187  ·  3,731 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 20.4%
Consumer Cyclical 11.0%
Communication Services 9.5%
Industrials 8.8%
Healthcare 8.7%
Consumer Defensive 4.9%
Energy 2.8%
Utilities 2.1%
Real Estate 1.8%