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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 45 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
881 IGM ISHARES TR 4,295.0 $541K 0.01% NEW $125.95 +23.7%
882 REGN REGENERON PHARMACEUTICALS Healthcare 962.0 $541K 0.01% NEW $562.29 +15.6%
883 BKLC BNY MELLON ETF TRUST 4,203.0 $540K 0.01% NEW $128.38 +10.8%
884 APOS APOLLO GLOBAL MGMT INC Financial Services 4,047.0 $539K 0.01% NEW $133.27 -80.4%
885 NOBL PROSHARES TR 5,207.0 $537K 0.01% NEW $103.07 +4.1%
886 HBAN HUNTINGTON BANCSHARES INC Financial Services 31,066.0 $537K 0.01% NEW $17.27 -8.2%
887 LYB LYONDELLBASELL INDUSTRIES N Basic Materials 10,939.0 $536K 0.01% NEW $49.04 +42.9%
888 ET ENERGY TRANSFER L P Energy 31,260.0 $536K 0.01% NEW $17.16 +16.6%
889 BNOV INNOVATOR ETFS TRUST 12,313.0 $536K 0.01% NEW $43.50 +8.8%
890 FRDM EA SERIES TRUST 12,029.0 $533K 0.01% NEW $44.31 +53.4%
891 HSCZ ISHARES TR 14,132.0 $532K 0.01% NEW $37.62 +13.7%
892 MNST MONSTER BEVERAGE CORP NEW Consumer Defensive 7,898.0 $532K 0.01% NEW $67.31 +28.2%
893 TTD THE TRADE DESK INC Technology 10,838.0 $531K 0.01% NEW $49.01 -57.1%
894 TIGO MILLICOM INTL CELLULAR S A Communication Services 10,789.0 $524K 0.01% NEW $48.54 +73.3%
895 CRDT SIMPLIFY EXCHANGE TRADED FUN 22,130.0 $524K 0.01% NEW $23.66 -3.5%
896 BGRN ISHARES TR 10,875.0 $523K 0.01% NEW $48.13 -1.8%
897 BBIN J P MORGAN EXCHANGE TRADED F 7,450.0 $522K 0.01% NEW $70.13 +11.7%
898 CXT CRANE NXT CO Industrials 7,790.0 $522K 0.01% NEW $67.07 -40.3%
899 DOV DOVER CORP Industrials 3,117.0 $520K 0.01% NEW $166.86 +24.5%
900 AVEM AMERICAN CENTY ETF TR 6,895.0 $518K 0.01% NEW $75.11 +24.0%
Page 45 of 187  ·  3,731 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 20.4%
Consumer Cyclical 11.0%
Communication Services 9.5%
Industrials 8.8%
Healthcare 8.7%
Consumer Defensive 4.9%
Energy 2.8%
Utilities 2.1%
Real Estate 1.8%