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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 3 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 IVE ISHARES TR 131,894.0 $27.2M 0.45% NEW $206.51 +8.7%
42 GOOG ALPHABET INC Communication Services 110,698.0 $27.0M 0.44% NEW $243.55 +61.4%
43 VTV VANGUARD INDEX FDS 142,587.0 $26.6M 0.44% NEW $186.49 +11.0%
44 V VISA INC Financial Services 77,863.0 $26.6M 0.44% NEW $341.38 -2.6%
45 SPYG SPDR SERIES TRUST 254,136.0 $26.6M 0.44% NEW $104.51 +11.4%
46 QQQ INVESCO QQQ TR Financial Services 43,860.0 $26.3M 0.43% NEW $600.37 +16.8%
47 IUSB ISHARES TR 524,695.0 $24.5M 0.40% NEW $46.71 -2.5%
48 SPMO INVESCO EXCH TRADED FD TR II 198,768.0 $24.1M 0.40% NEW $121.06 +16.2%
49 HYG ISHARES TR 292,729.0 $23.8M 0.39% NEW $81.19 -2.2%
50 BERKSHIRE HATHAWAY INC DEL 46,708.0 $23.5M 0.39% NEW $502.74
51 LCAP PRINCIPAL EXCHANGE TRADED FD 803,223.0 $23.3M 0.38% NEW $29.01 +11.7%
52 ITOT ISHARES TR 156,585.0 $22.8M 0.38% NEW $145.65 +9.8%
53 LQD ISHARES TR 202,883.0 $22.6M 0.37% NEW $111.47 -3.9%
54 MBB ISHARES TR 231,823.0 $22.1M 0.36% NEW $95.15 -2.2%
55 APIE TRUST FOR PROFESSIONAL MANAG 608,977.0 $21.6M 0.36% NEW $35.49 +5.4%
56 TSM TAIWAN SEMICONDUCTOR MFG LTD Technology 75,774.0 $21.2M 0.35% NEW $279.29 +41.8%
57 VGLT VANGUARD SCOTTSDALE FDS 360,581.0 $20.5M 0.34% NEW $56.86 -6.5%
58 FTEC FIDELITY COVINGTON TRUST 86,652.0 $19.3M 0.32% NEW $222.17 +19.8%
59 EWU ISHARES TR 456,845.0 $19.2M 0.32% NEW $41.97 +10.3%
60 DYNF BLACKROCK ETF TRUST 319,887.0 $18.9M 0.31% NEW $59.20 +10.9%
Page 3 of 187  ·  3,731 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 20.4%
Consumer Cyclical 11.0%
Communication Services 9.5%
Industrials 8.8%
Healthcare 8.7%
Consumer Defensive 4.9%
Energy 2.8%
Utilities 2.1%
Real Estate 1.8%