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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 27 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
521 JCI JOHNSON CTLS INTL PLC Industrials 14,142.0 $1.6M 0.03% NEW $109.95 +23.3%
522 RSP INVESCO EXCHANGE TRADED FD T 8,078.0 $1.5M 0.03% NEW $189.70 +7.1%
523 GHY PGIM GLOBAL HIGH YIELD FD FO Financial Services 118,917.0 $1.5M 0.03% NEW $12.88 -7.9%
524 ZTS ZOETIS INC Healthcare 10,388.0 $1.5M 0.03% NEW $146.31 -46.2%
525 MCO MOODYS CORP Financial Services 3,178.0 $1.5M 0.03% NEW $476.51 -7.0%
526 ROST ROSS STORES INC Consumer Cyclical 9,925.0 $1.5M 0.03% NEW $152.40 +42.2%
527 LITL SIMPLIFY EXCHANGE TRADED FUN 52,903.0 $1.5M 0.03% NEW $28.52 +8.3%
528 HBTA HORIZON FDS 53,293.0 $1.5M 0.03% NEW $28.27 +12.9%
529 PGX INVESCO EXCH TRADED FD TR II 129,787.0 $1.5M 0.03% NEW $11.60 -5.8%
530 DDOG DATADOG INC Technology 10,544.0 $1.5M 0.03% NEW $142.40 +51.2%
531 FIS FIDELITY NATL INFORMATION SV Technology 22,636.0 $1.5M 0.03% NEW $65.94 -34.5%
532 PFFD GLOBAL X FDS 76,764.0 $1.5M 0.03% NEW $19.43 -3.7%
533 FAB FIRST TR EXCHANGE-TRADED ALP 17,092.0 $1.5M 0.03% NEW $87.26 +10.7%
534 RUSSELL INVTS EXCHANGE TRADE 53,030.0 $1.5M 0.03% NEW $28.08
535 AYI ACUITY INC Industrials 4,314.0 $1.5M 0.02% NEW $344.40 -19.9%
536 CUBE CUBESMART Real Estate 36,475.0 $1.5M 0.02% NEW $40.66 -2.7%
537 FPEI FIRST TR EXCH TRADED FD III 76,458.0 $1.5M 0.02% NEW $19.34 -1.2%
538 VPU VANGUARD WORLD FD 7,782.0 $1.5M 0.02% NEW $189.40 +2.7%
539 LYG LLOYDS BANKING GROUP PLC Financial Services 320,424.0 $1.5M 0.02% NEW $4.54 +18.0%
540 IWL ISHARES TR 8,755.0 $1.5M 0.02% NEW $166.10 +10.7%
Page 27 of 187  ·  3,731 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 20.4%
Consumer Cyclical 11.0%
Communication Services 9.5%
Industrials 8.8%
Healthcare 8.7%
Consumer Defensive 4.9%
Energy 2.8%
Utilities 2.1%
Real Estate 1.8%