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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 23 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
441 UTES ETFIS SER TR I 25,934.0 $2.2M 0.04% NEW $83.44 -5.2%
442 TFC TRUIST FINL CORP Financial Services 47,193.0 $2.2M 0.04% NEW $45.72 +3.9%
443 SLV ISHARES SILVER TR Financial Services 50,487.0 $2.1M 0.04% NEW $42.37 +59.5%
444 SGOV ISHARES TR 20,998.0 $2.1M 0.04% NEW $100.70 -0.1%
445 AVUV AMERICAN CENTY ETF TR 21,213.0 $2.1M 0.04% NEW $99.53 +18.4%
446 UPS UNITED PARCEL SERVICE INC Industrials 25,107.0 $2.1M 0.04% NEW $83.53 +16.5%
447 VMC VULCAN MATLS CO Basic Materials 6,780.0 $2.1M 0.03% NEW $307.63 -15.5%
448 YYY AMPLIFY ETF TR 176,150.0 $2.1M 0.03% NEW $11.81 -2.8%
449 FVD FIRST TR EXCHANGE-TRADED FD 44,946.0 $2.1M 0.03% NEW $46.24 +1.9%
450 IWS ISHARES TR 14,822.0 $2.1M 0.03% NEW $139.67 +11.1%
451 MAGS LISTED FDS TR 31,894.0 $2.1M 0.03% NEW $64.86 +6.9%
452 PRN INVESCO EXCHANGE TRADED FD T 11,950.0 $2.1M 0.03% NEW $172.77 +34.9%
453 BMY BRISTOL-MYERS SQUIBB CO Healthcare 45,549.0 $2.1M 0.03% NEW $45.10 +28.6%
454 EFA ISHARES TR 21,981.0 $2.1M 0.03% NEW $93.37 +9.9%
455 FAST FASTENAL CO Industrials 41,726.0 $2.0M 0.03% NEW $49.04 -12.1%
456 BTI BRITISH AMERN TOB PLC Consumer Defensive 38,424.0 $2.0M 0.03% NEW $53.08 +22.8%
457 BBVA BANCO BILBAO VIZCAYA ARGENTA Financial Services 105,880.0 $2.0M 0.03% NEW $19.25 +16.4%
458 PZA INVESCO EXCH TRADED FD TR II 88,154.0 $2.0M 0.03% NEW $23.09 -1.1%
459 ROP ROPER TECHNOLOGIES INC Industrials 4,079.0 $2.0M 0.03% NEW $498.64 -36.4%
460 CGMM CAPITAL GROUP EQUITY ETF TR 71,439.0 $2.0M 0.03% NEW $28.39 +9.1%
Page 23 of 187  ·  3,731 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 20.4%
Consumer Cyclical 11.0%
Communication Services 9.5%
Industrials 8.8%
Healthcare 8.7%
Consumer Defensive 4.9%
Energy 2.8%
Utilities 2.1%
Real Estate 1.8%