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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 22 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
421 PAYX PAYCHEX INC Industrials 17,551.0 $2.2M 0.04% NEW $126.76 -25.5%
422 BUFB INNOVATOR ETFS TRUST 62,057.0 $2.2M 0.04% NEW $35.74 +8.7%
423 FIRST TR EXCHANGE TRADED FD 93,504.0 $2.2M 0.04% NEW $23.71
424 SCHR SCHWAB STRATEGIC TR 87,807.0 $2.2M 0.04% NEW $25.13 -2.2%
425 RIV RIVERNORTH OPPORTUNITIES FD Financial Services 183,706.0 $2.2M 0.04% NEW $12.00 -4.8%
426 CMI CUMMINS INC Industrials 5,216.0 $2.2M 0.04% NEW $422.39 +56.1%
427 QTEC FIRST TR EXCHANGE-TRADED FD 9,582.0 $2.2M 0.04% NEW $229.61 +29.1%
428 WM WASTE MGMT INC DEL Industrials 9,959.0 $2.2M 0.04% NEW $220.82 +0.7%
429 DE DEERE &CO Industrials 4,809.0 $2.2M 0.04% NEW $457.29 +22.0%
430 HELO J P MORGAN EXCHANGE TRADED F 33,832.0 $2.2M 0.04% NEW $65.00 +4.4%
431 SUB ISHARES TR 20,547.0 $2.2M 0.04% NEW $106.78 -0.6%
432 XLE SELECT SECTOR SPDR TR 24,543.0 $2.2M 0.04% NEW $89.34 -33.1%
433 ICF ISHARES TR 35,554.0 $2.2M 0.04% NEW $61.62 +10.5%
434 DON WISDOMTREE TR 41,869.0 $2.2M 0.04% NEW $52.30 +4.7%
435 SCHX SCHWAB STRATEGIC TR 83,057.0 $2.2M 0.04% NEW $26.34 +10.7%
436 WMB WILLIAMS COS INC Energy 34,469.0 $2.2M 0.04% NEW $63.35 +25.3%
437 PYPL PAYPAL HLDGS INC Financial Services 32,520.0 $2.2M 0.04% NEW $67.06 -34.6%
438 CGO CALAMOS GLOBAL TOTAL RETURN Financial Services 180,533.0 $2.2M 0.04% NEW $12.04 +9.3%
439 SO SOUTHERN CO Utilities 22,869.0 $2.2M 0.04% NEW $94.77 -0.7%
440 WCN WASTE CONNECTIONS INC Industrials 12,310.0 $2.2M 0.04% NEW $175.80 -10.5%
Page 22 of 187  ·  3,731 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 20.4%
Consumer Cyclical 11.0%
Communication Services 9.5%
Industrials 8.8%
Healthcare 8.7%
Consumer Defensive 4.9%
Energy 2.8%
Utilities 2.1%
Real Estate 1.8%