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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 21 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
401 IOCT INNOVATOR ETFS TRUST 67,970.0 $2.3M 0.04% NEW $34.17 +6.9%
402 REGL PROSHARES TR 27,206.0 $2.3M 0.04% NEW $85.34 +3.4%
403 SBAR SIMPLIFY EXCHANGE TRADED FUN 87,682.0 $2.3M 0.04% NEW $26.26 -2.2%
404 GOF GUGGENHEIM STRATEGIC OPPORTU Financial Services 153,560.0 $2.3M 0.04% NEW $14.98 -25.4%
405 SHV ISHARES TR 20,819.0 $2.3M 0.04% NEW $110.49 -0.2%
406 IAUM ISHARES GOLD TR Financial Services 59,722.0 $2.3M 0.04% NEW $38.50 +17.7%
407 BSX BOSTON SCIENTIFIC CORP Healthcare 23,351.0 $2.3M 0.04% NEW $97.63 -42.0%
408 BLW BLACKROCK LTD DURATION INCOM Financial Services 162,721.0 $2.3M 0.04% NEW $14.00 -11.5%
409 STEW SRH TOTAL RETURN FUND INC Financial Services 125,228.0 $2.3M 0.04% NEW $18.16 -3.2%
410 NVT NVENT ELECTRIC PLC Industrials 23,013.0 $2.3M 0.04% NEW $98.64 +60.4%
411 GRNY TIDAL TRUST I 90,727.0 $2.3M 0.04% NEW $24.99 +7.3%
412 TUA SIMPLIFY EXCHANGE TRADED FUN 103,622.0 $2.3M 0.04% NEW $21.87 -5.8%
413 AIRR FIRST TR EXCHANGE TRADED FD 23,372.0 $2.3M 0.04% NEW $96.68 +29.6%
414 VWOB VANGUARD WHITEHALL FDS 33,737.0 $2.3M 0.04% NEW $66.90 -1.1%
415 GILD GILEAD SCIENCES INC Healthcare 20,334.0 $2.3M 0.04% NEW $111.00 +17.6%
416 ADI ANALOG DEVICES INC Technology 9,173.0 $2.3M 0.04% NEW $245.69 +62.0%
417 PHM PULTE GROUP INC Consumer Cyclical 17,053.0 $2.3M 0.04% NEW $132.13 -16.0%
418 SPGI S&P GLOBAL INC Financial Services 4,629.0 $2.3M 0.04% NEW $486.67 -15.7%
419 CPRT COPART INC Industrials 49,773.0 $2.2M 0.04% NEW $44.97 -26.4%
420 NTAP NETAPP INC Technology 18,853.0 $2.2M 0.04% NEW $118.46 +1.8%
Page 21 of 187  ·  3,731 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 20.4%
Consumer Cyclical 11.0%
Communication Services 9.5%
Industrials 8.8%
Healthcare 8.7%
Consumer Defensive 4.9%
Energy 2.8%
Utilities 2.1%
Real Estate 1.8%