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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 2 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 IEFA ISHARES TR 561,976.0 $49.1M 0.81% NEW $87.31 +9.2%
22 PY PRINCIPAL EXCHANGE TRADED FD 933,336.0 $49.0M 0.81% NEW $52.49 +2.3%
23 APUE TRUST FOR PROFESSIONAL MANAG 1,176,065.0 $48.0M 0.79% NEW $40.78 +10.0%
24 GOOGL ALPHABET INC Communication Services 194,972.0 $47.4M 0.78% NEW $243.10 +63.3%
25 META META PLATFORMS INC Communication Services 64,452.0 $47.3M 0.78% NEW $734.38 -16.8%
26 GSIE GOLDMAN SACHS ETF TR 1,009,846.0 $41.5M 0.68% NEW $41.11 +9.4%
27 YLD PRINCIPAL EXCHANGE TRADED FD 2,112,828.0 $41.1M 0.68% NEW $19.45 -2.8%
28 SCHG SCHWAB STRATEGIC TR 1,279,964.0 $40.8M 0.67% NEW $31.91 +6.2%
29 SCHP SCHWAB STRATEGIC TR 1,501,036.0 $40.5M 0.67% NEW $26.95 -1.5%
30 IDEV ISHARES TR 475,828.0 $38.1M 0.63% NEW $80.17 +9.8%
31 IXUS ISHARES TR 451,090.0 $37.3M 0.61% NEW $82.58 +12.7%
32 JEPI J P MORGAN EXCHANGE TRADED F 620,587.0 $35.4M 0.58% NEW $57.10 -1.8%
33 AVGO BROADCOM INC Technology 106,459.0 $35.1M 0.58% NEW $329.91 +24.6%
34 GSLC GOLDMAN SACHS ETF TR 251,884.0 $32.8M 0.54% NEW $130.28 +6.8%
35 IJR ISHARES TR 264,525.0 $31.4M 0.52% NEW $118.83 +12.1%
36 IWY ISHARES TR 109,086.0 $29.9M 0.49% NEW $273.65 +5.8%
37 VEA VANGUARD TAX-MANAGED FDS 493,104.0 $29.5M 0.49% NEW $59.92 +15.1%
38 BND VANGUARD BD INDEX FDS 392,152.0 $29.2M 0.48% NEW $74.37 -2.6%
39 JPM JPMORGAN CHASE &CO. Financial Services 91,968.0 $29.0M 0.48% NEW $315.43 -4.7%
40 PSET PRINCIPAL EXCHANGE TRADED FD 367,369.0 $28.0M 0.46% NEW $76.11 -2.6%
Page 2 of 187  ·  3,731 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 20.4%
Consumer Cyclical 11.0%
Communication Services 9.5%
Industrials 8.8%
Healthcare 8.7%
Consumer Defensive 4.9%
Energy 2.8%
Utilities 2.1%
Real Estate 1.8%