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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 187 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3721 CANOPY GROWTH CORP 30.0 $44.0 NEW $1.47
3722 JBIO JADE BIOSCIENCES INC Healthcare 5.0 $43.0 NEW $8.60 +155.9%
3723 FCEL FUELCELL ENERGY INC Industrials 5.0 $39.0 NEW $7.80 +127.4%
3724 TLK P T TELEKOMUNIKASI INDONESIA Communication Services 2.0 $38.0 NEW $19.00 -8.8%
3725 GCI LIBERTY INC 1.0 $38.0 NEW $38.00
3726 MURAL ONCOLOGY PUB LTD CO 10.0 $21.0 NEW $2.10
3727 ASIX ADVANSIX INC Basic Materials 1.0 $19.0 NEW $19.00 +12.1%
3728 DIANA SHIPPING INC 105.0 $10.0 NEW $0.10
3729 VALARIS LTD 2.0 $6.0 NEW $3.00
3730 CLEARBRIDGE ENERGY MIDSTRM O 90.0 $2.0 NEW $0.02
3731 WKHS WORKHORSE GROUP INC Consumer Cyclical 2.0 $2.0 NEW $1.00 +183.0%
Page 187 of 187  ·  3,731 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 20.4%
Consumer Cyclical 11.0%
Communication Services 9.5%
Industrials 8.8%
Healthcare 8.7%
Consumer Defensive 4.9%
Energy 2.8%
Utilities 2.1%
Real Estate 1.8%