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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 186 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3701 SLVM SYLVAMO CORP Basic Materials 2.0 $88.0 NEW $44.00 -15.1%
3702 SLN SILENCE THERAPEUTICS PLC Healthcare 17.0 $88.0 NEW $5.18 +20.4%
3703 PHUN PHUNWARE INC Technology 32.0 $88.0 NEW $2.75 -28.0%
3704 IPHA INNATE PHARMA S A Healthcare 45.0 $87.0 NEW $1.93 +16.4%
3705 HKD AMTD DIGITAL INC Technology 47.0 $85.0 NEW $1.81 -10.4%
3706 TREEHOUSE FOODS INC 4.0 $81.0 NEW $20.25
3707 DBV TECHNOLOGIES S A 8.0 $80.0 NEW $10.00
3708 TRIVAGO N V 24.0 $80.0 NEW $3.33
3709 FLNA CASSAVA SCIENCES INC Healthcare 25.0 $73.0 NEW $2.92 -58.9%
3710 NOBLE CORP PLC 9.0 $72.0 NEW $8.00
3711 EIRL ISHARES TR 1.0 $67.0 NEW $67.00 +8.5%
3712 TREE LENDINGTREE INC NEW Financial Services 1.0 $65.0 NEW $65.00 -44.2%
3713 EPU ISHARES TR 1.0 $62.0 NEW $62.00 +27.9%
3714 SDGR SCHRODINGER INC Healthcare 3.0 $60.0 NEW $20.00 -39.8%
3715 CYN CYNGN INC Technology 10.0 $60.0 NEW $6.00 -77.5%
3716 AUTL AUTOLUS THERAPEUTICS PLC Healthcare 37.0 $60.0 NEW $1.62 +0.5%
3717 THD ISHARES INC 1.0 $59.0 NEW $59.00 +20.4%
3718 AVNS AVANOS MED INC Healthcare 5.0 $58.0 NEW $11.60 +113.4%
3719 EDU NEW ORIENTAL ED &TECHNOLOGY Consumer Defensive 1.0 $53.0 NEW $53.00 -3.6%
3720 MADISON SQUARE GARDEN ENTMT 1.0 $45.0 NEW $45.00
Page 186 of 187  ·  3,731 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 20.4%
Consumer Cyclical 11.0%
Communication Services 9.5%
Industrials 8.8%
Healthcare 8.7%
Consumer Defensive 4.9%
Energy 2.8%
Utilities 2.1%
Real Estate 1.8%