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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 184 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3661 IRWD IRONWOOD PHARMACEUTICALS INC Healthcare 128.0 $168.0 NEW $1.31 +166.7%
3662 ALAR ALARUM TECHNOLOGIES LTD Technology 11.0 $165.0 NEW $15.00 -50.2%
3663 GWH ESS TECH INC Industrials 108.0 $164.0 NEW $1.52 -43.4%
3664 OGS ONE GAS INC Utilities 2.0 $162.0 NEW $81.00 +2.8%
3665 RSST TIDAL TRUST II 6.0 $159.0 NEW $26.50 +24.9%
3666 KWT ISHARES TR 4.0 $158.0 NEW $39.50 -5.9%
3667 MREO MEREO BIOPHARMA GROUP PLC Healthcare 75.0 $155.0 NEW $2.07 -88.5%
3668 DNUT KRISPY KREME INC Consumer Defensive 39.0 $151.0 NEW $3.87 -18.4%
3669 AMRN AMARIN CORP PLC Healthcare 9.0 $147.0 NEW $16.33 -14.0%
3670 HDL SUPER HI INTL HLDG LTD Consumer Cyclical 8.0 $144.0 NEW $18.00 -23.7%
3671 BHM BLUEROCK HOMES TRUST INC Real Estate 12.0 $144.0 NEW $12.00 -12.1%
3672 ALMS ALUMIS INC Healthcare 36.0 $144.0 NEW $4.00 +438.1%
3673 VNQI VANGUARD INTL EQUITY INDEX F 3.0 $143.0 NEW $47.67 -4.4%
3674 SBC MED GROUP HLDGS INC 33.0 $143.0 NEW $4.33
3675 BCYC BICYCLE THERAPEUTICS PLC Healthcare 18.0 $139.0 NEW $7.72 -43.7%
3676 MRVI MARAVAI LIFESCIENCES HLDGS I Healthcare 48.0 $138.0 NEW $2.88 +41.9%
3677 QAT ISHARES TR 7.0 $137.0 NEW $19.57 -6.8%
3678 RCKT ROCKET PHARMACEUTICALS INC Healthcare 42.0 $137.0 NEW $3.26 -5.9%
3679 ARVN ARVINAS INC Healthcare 16.0 $136.0 NEW $8.50 +0.6%
3680 EFNL ISHARES TR 3.0 $128.0 NEW $42.67 +28.2%
Page 184 of 187  ·  3,731 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 20.4%
Consumer Cyclical 11.0%
Communication Services 9.5%
Industrials 8.8%
Healthcare 8.7%
Consumer Defensive 4.9%
Energy 2.8%
Utilities 2.1%
Real Estate 1.8%