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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 183 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3641 TGTX TG THERAPEUTICS INC Healthcare 6.0 $217.0 NEW $36.17 +9.2%
3642 CCB COASTAL FINL CORP WA Financial Services 2.0 $216.0 NEW $108.00 -36.2%
3643 NORW GLOBAL X FDS 7.0 $211.0 NEW $30.14 +29.7%
3644 GGB GERDAU SA Basic Materials 68.0 $211.0 NEW $3.10 +48.2%
3645 ONL ORION PROPERTIES INC Real Estate 77.0 $207.0 NEW $2.69 +8.2%
3646 AVNW AVIAT NETWORKS INC Technology 9.0 $206.0 NEW $22.89 -31.3%
3647 NNDM NANO DIMENSION LTD Technology 131.0 $206.0 NEW $1.57 -2.7%
3648 JPMB J P MORGAN EXCHANGE TRADED F 5.0 $202.0 NEW $40.40 -2.7%
3649 TELIX PHARMACEUTICAL LTD 21.0 $201.0 NEW $9.57
3650 APOGEE THERAPEUTICS INC 5.0 $199.0 NEW $39.80
3651 CWEN CLEARWAY ENERGY INC Utilities 7.0 $198.0 NEW $28.29 +28.3%
3652 VRDN VIRIDIAN THERAPEUTICS INC Healthcare 9.0 $194.0 NEW $21.56 -25.3%
3653 SSTK SHUTTERSTOCK INC Communication Services 9.0 $188.0 NEW $20.89 -20.0%
3654 GRWG GROWGENERATION CORP Consumer Cyclical 100.0 $187.0 NEW $1.87 -16.0%
3655 PENG PENGUIN SOLUTIONS INC Technology 7.0 $184.0 NEW $26.29 +73.9%
3656 IROBOT CORP 50.0 $180.0 NEW $3.60
3657 MLKN MILLERKNOLL INC Consumer Cyclical 10.0 $177.0 NEW $17.70 -17.1%
3658 GASS STEALTHGAS INC Industrials 27.0 $177.0 NEW $6.56 +53.6%
3659 ATRC ATRICURE INC Healthcare 5.0 $176.0 NEW $35.20 -18.2%
3660 SPRY ARS PHARMACEUTICALS INC Healthcare 17.0 $171.0 NEW $10.06 -27.4%
Page 183 of 187  ·  3,731 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 20.4%
Consumer Cyclical 11.0%
Communication Services 9.5%
Industrials 8.8%
Healthcare 8.7%
Consumer Defensive 4.9%
Energy 2.8%
Utilities 2.1%
Real Estate 1.8%