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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 178 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3541 ATLX ATLAS LITHIUM CORP Basic Materials 100.0 $476.0 NEW $4.76 -10.5%
3542 BEEM BEAM GLOBAL Energy 165.0 $475.0 NEW $2.88 -51.4%
3543 SOLENO THERAPEUTICS INC 7.0 $473.0 NEW $67.57
3544 CENTA CENTRAL GARDEN &PET CO Consumer Defensive 16.0 $472.0 NEW $29.50 +17.3%
3545 BBUC BROOKFIELD BUSINESS CORP Financial Services 14.0 $469.0 NEW $33.50 -3.7%
3546 EMC GLOBAL X FDS 15.0 $467.0 NEW $31.13 +13.5%
3547 MRC GLOBAL INC 32.0 $461.0 NEW $14.41
3548 BROWN FORMAN CORP 17.0 $457.0 NEW $26.88
3549 CTO CTO RLTY GROWTH INC NEW Real Estate 28.0 $456.0 NEW $16.29 +25.5%
3550 AMC ENTMT HLDGS INC 157.0 $455.0 NEW $2.90
3551 GRX GABELLI HLTHCARE &WELLNESS Financial Services 50.0 $454.0 NEW $9.08 -1.5%
3552 MXL MAXLINEAR INC Technology 28.0 $450.0 NEW $16.07 +444.2%
3553 TALO TALOS ENERGY INC Energy 46.0 $441.0 NEW $9.59 +69.4%
3554 LUMN LUMEN TECHNOLOGIES INC Communication Services 72.0 $441.0 NEW $6.12 +57.9%
3555 BRCC BRC INC Consumer Defensive 283.0 $441.0 NEW $1.56 +7.2%
3556 DGIN VANECK ETF TRUST 11.0 $439.0 NEW $39.91 -16.9%
3557 EWTX EDGEWISE THERAPEUTICS INC Healthcare 27.0 $438.0 NEW $16.22 +95.5%
3558 WGO WINNEBAGO INDS INC Consumer Cyclical 13.0 $435.0 NEW $33.46 -13.2%
3559 MSEX MIDDLESEX WTR CO Utilities 8.0 $433.0 NEW $54.12 -5.6%
3560 DNTH DIANTHUS THERAPEUTICS INC Healthcare 11.0 $433.0 NEW $39.36 +112.4%
Page 178 of 187  ·  3,731 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 20.4%
Consumer Cyclical 11.0%
Communication Services 9.5%
Industrials 8.8%
Healthcare 8.7%
Consumer Defensive 4.9%
Energy 2.8%
Utilities 2.1%
Real Estate 1.8%