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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 175 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3481 NKTR NEKTAR THERAPEUTICS Healthcare 12.0 $683.0 NEW $56.92 +20.2%
3482 NWBI NORTHWEST BANCSHARES INC MD Financial Services 55.0 $681.0 NEW $12.38 +10.3%
3483 VESTA REAL ESTATE CORP 24.0 $679.0 NEW $28.29
3484 SIG SIGNET JEWELERS LIMITED Consumer Cyclical 7.0 $671.0 NEW $95.86 -22.9%
3485 ARCT ARCTURUS THERAPEUTICS HLDGS Healthcare 36.0 $663.0 NEW $18.42 -63.7%
3486 RDW REDWIRE CORPORATION Industrials 73.0 $656.0 NEW $8.99 +55.3%
3487 GKOS GLAUKOS CORP Healthcare 8.0 $652.0 NEW $81.50 +74.5%
3488 IRSA INVERSIONES Y REP S A 55.0 $651.0 NEW $11.84
3489 TY TRI CONTL CORP Financial Services 19.0 $646.0 NEW $34.00 +1.4%
3490 NVCR NOVOCURE LTD Healthcare 50.0 $646.0 NEW $12.92 +35.1%
3491 RILY B. RILEY FINANCIAL INC Financial Services 108.0 $645.0 NEW $5.97 +57.7%
3492 SEI SOLARIS ENERGY INFRAS INC Energy 16.0 $640.0 NEW $40.00 +80.3%
3493 GYRE GYRE THERAPEUTICS INC Healthcare 85.0 $634.0 NEW $7.46 -13.7%
3494 GLRY NORTHERN LTS FD TR IV 17.0 $632.0 NEW $37.18 +6.8%
3495 CLOUDASTRUCTURE INC 500.0 $630.0 NEW $1.26
3496 CRBU CARIBOU BIOSCIENCES INC Healthcare 270.0 $629.0 NEW $2.33 -15.4%
3497 FDP FRESH DEL MONTE PRODUCE INC Consumer Defensive 18.0 $625.0 NEW $34.72 -5.8%
3498 EWH ISHARES INC 29.0 $625.0 NEW $21.55 +9.7%
3499 ATEX ANTERIX INC Communication Services 29.0 $623.0 NEW $21.48 +173.6%
3500 FLJP FRANKLIN TEMPLETON ETF TR 18.0 $622.0 NEW $34.56 +12.0%
Page 175 of 187  ·  3,731 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 20.4%
Consumer Cyclical 11.0%
Communication Services 9.5%
Industrials 8.8%
Healthcare 8.7%
Consumer Defensive 4.9%
Energy 2.8%
Utilities 2.1%
Real Estate 1.8%