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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 168 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3341 SONO SONOS INC Technology 80.0 $1K NEW $15.80 -6.7%
3342 AGYS AGILYSYS INC Technology 12.0 $1K NEW $105.25 -28.1%
3343 KOP KOPPERS HOLDINGS INC Basic Materials 45.0 $1K NEW $28.00 +37.8%
3344 CIFR CIPHER MINING INC Financial Services 100.0 $1K NEW $12.59 +53.5%
3345 BFLY BUTTERFLY NETWORK INC Healthcare 652.0 $1K NEW $1.93 +118.7%
3346 NBTB NBT BANCORP INC Financial Services 30.0 $1K NEW $41.77 +8.2%
3347 FLNC FLUENCE ENERGY INC Utilities 116.0 $1K NEW $10.80 +67.9%
3348 LGLV SPDR SERIES TRUST 7.0 $1K NEW $178.14 +0.1%
3349 XSVM INVESCO EXCHANGE TRADED FD T 22.0 $1K NEW $56.45 +14.5%
3350 GDS GDS HLDGS LTD Technology 32.0 $1K NEW $38.69 +2.9%
3351 CMDT PIMCO ETF TR 45.0 $1K NEW $27.40 +26.6%
3352 VTS VITESSE ENERGY INC Energy 53.0 $1K NEW $23.23 -19.9%
3353 EWQ ISHARES INC 28.0 $1K NEW $43.93 +2.1%
3354 KRMN KARMAN HLDGS INC Industrials 17.0 $1K NEW $72.18 -13.0%
3355 MERUS N V 13.0 $1K NEW $94.15
3356 TNC TENNANT CO Industrials 15.0 $1K NEW $81.07 -1.3%
3357 AGZ ISHARES TR 11.0 $1K NEW $110.36 -1.7%
3358 PRCT PROCEPT BIOROBOTICS CORP Healthcare 34.0 $1K NEW $35.68 -26.2%
3359 ATAI ATAI LIFE SCIENCES NV Healthcare 229.0 $1K NEW $5.29 -23.4%
3360 MBI MBIA INC Financial Services 162.0 $1K NEW $7.45 -19.6%
Page 168 of 187  ·  3,731 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 20.4%
Consumer Cyclical 11.0%
Communication Services 9.5%
Industrials 8.8%
Healthcare 8.7%
Consumer Defensive 4.9%
Energy 2.8%
Utilities 2.1%
Real Estate 1.8%