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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 167 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3321 METSERA INC 26.0 $1K NEW $52.35
3322 XNTK SPDR SERIES TRUST 5.0 $1K NEW $272.20 +23.4%
3323 KROS KEROS THERAPEUTICS INC Healthcare 86.0 $1K NEW $15.83 -35.8%
3324 CRAK VANECK ETF TRUST 37.0 $1K NEW $36.70 +35.2%
3325 PBF PBF ENERGY INC Energy 45.0 $1K NEW $30.18 +39.9%
3326 SWBI SMITH &WESSON BRANDS INC Industrials 138.0 $1K NEW $9.83 +53.7%
3327 VIV TELEFONICA BRASIL SA Communication Services 106.0 $1K NEW $12.75 +9.1%
3328 ALT5 SIGMA CORP 500.0 $1K NEW $2.69
3329 HMY HARMONY GOLD MINING CO LTD Basic Materials 74.0 $1K NEW $18.15 -6.1%
3330 OPRA OPERA LTD Communication Services 65.0 $1K NEW $20.65 -17.6%
3331 OTLY OATLY GROUP AB Consumer Defensive 81.0 $1K NEW $16.20 -38.4%
3332 CHT CHUNGHWA TELECOM CO LTD Communication Services 30.0 $1K NEW $43.63 +1.7%
3333 MTX MINERALS TECHNOLOGIES INC Basic Materials 21.0 $1K NEW $62.14 +21.9%
3334 POWR ISHARES INC 52.0 $1K NEW $25.08 +8.0%
3335 EMERA INC 27.0 $1K NEW $47.96
3336 MGX METAGENOMI INC Healthcare 544.0 $1K NEW $2.37 -47.0%
3337 INMB INMUNE BIO INC Healthcare 619.0 $1K NEW $2.07 -32.3%
3338 OMCL OMNICELL COM Healthcare 42.0 $1K NEW $30.45 +44.9%
3339 PTLO PORTILLOS INC Consumer Cyclical 197.0 $1K NEW $6.45 -38.6%
3340 CSTM CONSTELLIUM SE Basic Materials 85.0 $1K NEW $14.88 +112.1%
Page 167 of 187  ·  3,731 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 20.4%
Consumer Cyclical 11.0%
Communication Services 9.5%
Industrials 8.8%
Healthcare 8.7%
Consumer Defensive 4.9%
Energy 2.8%
Utilities 2.1%
Real Estate 1.8%