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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 165 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3281 HUBG HUB GROUP INC Industrials 47.0 $2K NEW $34.45 +16.7%
3282 IFN INDIA FD INC Financial Services 110.0 $2K NEW $14.65 -21.0%
3283 BANC BANC OF CALIFORNIA INC Financial Services 97.0 $2K NEW $16.55 +13.0%
3284 ACMR ACM RESH INC Technology 41.0 $2K NEW $39.12 +79.6%
3285 NCNO NCINO INC Technology 59.0 $2K NEW $27.10 -45.2%
3286 PSMJ PACER FDS TR 50.0 $2K NEW $31.56 +6.1%
3287 GXC SPDR INDEX SHS FDS 15.0 $2K NEW $105.00 -9.8%
3288 JFLX J P MORGAN EXCHANGE TRADED F 31.0 $2K NEW $50.23 -0.7%
3289 FIG FIGMA INC Technology 30.0 $2K NEW $51.87 -57.1%
3290 EBS EMERGENT BIOSOLUTIONS INC Healthcare 176.0 $2K NEW $8.82 -6.4%
3291 LI LI AUTO INC Consumer Cyclical 61.0 $2K NEW $25.34 -36.8%
3292 SHOO MADDEN STEVEN LTD Consumer Cyclical 46.0 $2K NEW $33.48 +19.7%
3293 PAYO PAYONEER GLOBAL INC Technology 252.0 $2K NEW $6.05 -18.8%
3294 AXGN AXOGEN INC Healthcare 85.0 $2K NEW $17.84 +139.6%
3295 BIOHAVEN LTD 101.0 $2K NEW $15.01
3296 SENEA SENECA FOODS CORP NEW Consumer Defensive 14.0 $2K NEW $107.93 +32.3%
3297 HARD SIMPLIFY EXCHANGE TRADED FUN 50.0 $2K NEW $30.20 +20.3%
3298 BUYW NORTHERN LTS FD TR IV 106.0 $2K NEW $14.21 +1.6%
3299 DNA GINKGO BIOWORKS HOLDINGS INC Healthcare 103.0 $2K NEW $14.58 -48.8%
3300 UE URBAN EDGE PPTYS Real Estate 73.0 $1K NEW $20.47 +7.5%
Page 165 of 187  ·  3,731 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 20.4%
Consumer Cyclical 11.0%
Communication Services 9.5%
Industrials 8.8%
Healthcare 8.7%
Consumer Defensive 4.9%
Energy 2.8%
Utilities 2.1%
Real Estate 1.8%