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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 164 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3261 ARWR ARROWHEAD PHARMACEUTICALS IN Healthcare 52.0 $2K NEW $34.48 +121.8%
3262 OII OCEANEERING INTL INC Energy 72.0 $2K NEW $24.78 +55.0%
3263 ABVX ABIVAX SA Healthcare 21.0 $2K NEW $84.90 +41.9%
3264 VRNS VARONIS SYS INC Technology 31.0 $2K NEW $57.48 -47.2%
3265 RDNW RIDENOW GROUP INC Consumer Cyclical 400.0 $2K NEW $4.40 -15.7%
3266 AVPT AVEPOINT INC Technology 117.0 $2K NEW $15.01 -31.7%
3267 VISN COMMSCOPE HLDG CO INC Technology 112.0 $2K NEW $15.48 -26.1%
3268 CSTL CASTLE BIOSCIENCES INC Healthcare 76.0 $2K NEW $22.78 -13.5%
3269 CENT CENTRAL GARDEN &PET CO Consumer Defensive 53.0 $2K NEW $32.64 +17.0%
3270 BTQ BTQ TECHNOLOGIES CORP Technology 250.0 $2K NEW $6.92 -58.3%
3271 BCX BLACKROCK RES &COMMODITIES Financial Services 170.0 $2K NEW $10.17 +19.3%
3272 DEEF DBX ETF TR 50.0 $2K NEW $34.46 +14.0%
3273 UCTT ULTRA CLEAN HLDGS INC Technology 63.0 $2K NEW $27.25 +192.4%
3274 VSLU ETF OPPORTUNITIES TRUST 40.0 $2K NEW $42.70 +8.1%
3275 HEIDRICK &STRUGGLES INTL IN 34.0 $2K NEW $49.76
3276 ESRT EMPIRE ST RLTY TR INC Real Estate 217.0 $2K NEW $7.66 -27.9%
3277 REMX VANECK ETF TRUST 25.0 $2K NEW $65.84 +43.6%
3278 FVRR FIVERR INTL LTD Communication Services 67.0 $2K NEW $24.40 -56.3%
3279 STRA STRATEGIC ED INC Consumer Defensive 19.0 $2K NEW $86.00 -8.3%
3280 COTY COTY INC Consumer Defensive 404.0 $2K NEW $4.04 -52.0%
Page 164 of 187  ·  3,731 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 20.4%
Consumer Cyclical 11.0%
Communication Services 9.5%
Industrials 8.8%
Healthcare 8.7%
Consumer Defensive 4.9%
Energy 2.8%
Utilities 2.1%
Real Estate 1.8%