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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 161 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3201 S SENTINELONE INC Technology 127.0 $2K NEW $17.61 +1.2%
3202 CMPS COMPASS PATHWAYS PLC Healthcare 388.0 $2K NEW $5.73 +86.9%
3203 LTM LATAM AIRLINES GROUP SA Industrials 49.0 $2K NEW $45.24 +9.7%
3204 ALKT ALKAMI TECHNOLOGY INC Technology 89.0 $2K NEW $24.84 -32.9%
3205 PTON PELOTON INTERACTIVE INC Consumer Cyclical 245.0 $2K NEW $9.00 -42.2%
3206 JPLD J P MORGAN EXCHANGE TRADED F 42.0 $2K NEW $52.48 -0.8%
3207 WRBY WARBY PARKER INC Healthcare 80.0 $2K NEW $27.41 -11.1%
3208 AFRI FORAFRIC GLOBAL PLC Consumer Defensive 252.0 $2K NEW $8.69 +15.4%
3209 ASTRIA THERAPEUTICS INC 300.0 $2K NEW $7.28
3210 LEU CENTRUS ENERGY CORP Energy 7.0 $2K NEW $310.00 -44.7%
3211 DK DELEK US HLDGS INC NEW Energy 67.0 $2K NEW $32.27 +37.5%
3212 PSCC INVESCO EXCH TRADED FD TR II 65.0 $2K NEW $32.97 -2.6%
3213 PTGX PROTAGONIST THERAPEUTICS INC Healthcare 32.0 $2K NEW $66.44 +53.2%
3214 DWAS INVESCO EXCH TRADED FD TR II 23.0 $2K NEW $92.17 +20.0%
3215 EZPW EZCORP INC Financial Services 111.0 $2K NEW $19.04 +73.4%
3216 CIG CIA ENERGETICA DE MINAS GERA Utilities 1,000.0 $2K NEW $2.11 +8.3%
3217 HILLENBRAND INC 78.0 $2K NEW $27.04
3218 UMC UNITED MICROELECTRONICS CORP Technology 278.0 $2K NEW $7.58 +130.3%
3219 BETZ LISTED FDS TR 88.0 $2K NEW $23.88 -22.0%
3220 ARMOUR RESIDENTIAL REIT INC 140.0 $2K NEW $14.94
Page 161 of 187  ·  3,731 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 20.4%
Consumer Cyclical 11.0%
Communication Services 9.5%
Industrials 8.8%
Healthcare 8.7%
Consumer Defensive 4.9%
Energy 2.8%
Utilities 2.1%
Real Estate 1.8%