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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 160 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3181 ESP ESPEY MFG &ELECTRS CORP Industrials 63.0 $2K NEW $39.60 +42.9%
3182 NGVC NATURAL GROCERS BY VITAMIN C Consumer Defensive 62.0 $2K NEW $40.00 -26.7%
3183 AAT AMERICAN ASSETS TR INC Real Estate 122.0 $2K NEW $20.32 +5.8%
3184 STANDARDAERO INC 89.0 $2K NEW $27.29
3185 NIU NIU TECHNOLOGIES Consumer Cyclical 515.0 $2K NEW $4.69 -45.0%
3186 STNG SCORPIO TANKERS INC Energy 43.0 $2K NEW $56.05 +45.7%
3187 RIG TRANSOCEAN LTD Energy 771.0 $2K NEW $3.12 +135.2%
3188 BFS SAUL CTRS INC Real Estate 75.0 $2K NEW $31.87 +5.8%
3189 SHLS SHOALS TECHNOLOGIES GROUP IN Energy 322.0 $2K NEW $7.41 +28.3%
3190 GTY GETTY RLTY CORP NEW Real Estate 88.0 $2K NEW $26.83 +24.6%
3191 LC LENDINGCLUB CORP Financial Services 154.0 $2K NEW $15.19 +3.1%
3192 HIMX HIMAX TECHNOLOGIES INC Technology 263.0 $2K NEW $8.83 +112.0%
3193 HRTS TEMA ETF TRUST 75.0 $2K NEW $30.95 +9.1%
3194 DEHP DIMENSIONAL ETF TRUST 76.0 $2K NEW $30.54 +31.4%
3195 SLP SIMULATIONS PLUS INC Healthcare 154.0 $2K NEW $15.07 -5.1%
3196 MBWM MERCANTILE BK CORP Financial Services 51.0 $2K NEW $45.00 +15.1%
3197 TFSL TFS FINL CORP Financial Services 174.0 $2K NEW $13.17 +19.4%
3198 VRTS VIRTUS INVT PARTNERS INC Financial Services 12.0 $2K NEW $190.00 -28.2%
3199 RDY DR REDDYS LABS LTD Healthcare 161.0 $2K NEW $13.98 -2.5%
3200 VRRM VERRA MOBILITY CORP Technology 91.0 $2K NEW $24.70 -46.9%
Page 160 of 187  ·  3,731 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 20.4%
Consumer Cyclical 11.0%
Communication Services 9.5%
Industrials 8.8%
Healthcare 8.7%
Consumer Defensive 4.9%
Energy 2.8%
Utilities 2.1%
Real Estate 1.8%