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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 159 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3161 KAI KADANT INC Industrials 9.0 $3K NEW $297.56 +3.9%
3162 MAKX PROSHARES TR 52.0 $3K NEW $51.21 +26.7%
3163 TRIP TRIPADVISOR INC Consumer Cyclical 163.0 $3K NEW $16.26 -40.6%
3164 EXTR EXTREME NETWORKS Technology 127.0 $3K NEW $20.65 +13.7%
3165 QTWO Q2 HLDGS INC Technology 36.0 $3K NEW $72.39 -35.0%
3166 CTS CTS CORP Technology 65.0 $3K NEW $39.94 +46.7%
3167 EPP ISHARES INC 50.0 $3K NEW $51.56 +7.3%
3168 CONFLUENT INC 130.0 $3K NEW $19.80
3169 VIRTUS EQUITY &CONV INCM FD 102.0 $3K NEW $25.11
3170 ASC ARDMORE SHIPPING CORP Industrials 215.0 $3K NEW $11.87 +64.8%
3171 TCBI TEXAS CAP BANCSHARES INC Financial Services 30.0 $3K NEW $84.53 +16.8%
3172 VGM INVESCO TR INVT GRADE MUNS Financial Services 250.0 $3K NEW $10.12 -1.4%
3173 TITN TITAN MACHY INC Industrials 151.0 $3K NEW $16.74 +10.8%
3174 CC CHEMOURS CO Basic Materials 159.0 $3K NEW $15.84 +40.6%
3175 CASS CASS INFORMATION SYS INC Industrials 64.0 $3K NEW $39.33 +18.2%
3176 TWO HBRS INVT CORP 255.0 $3K NEW $9.87
3177 UVV UNIVERSAL CORP VA Consumer Defensive 45.0 $3K NEW $55.87 -2.1%
3178 IMVP INVESCO INDIA EXCHANGE-TRADE 100.0 $3K NEW $25.07 -17.2%
3179 JULJ INNOVATOR ETFS TRUST 100.0 $2K NEW $24.99 +0.0%
3180 CLOI VANECK ETF TRUST 47.0 $2K NEW $53.11 -0.4%
Page 159 of 187  ·  3,731 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 20.4%
Consumer Cyclical 11.0%
Communication Services 9.5%
Industrials 8.8%
Healthcare 8.7%
Consumer Defensive 4.9%
Energy 2.8%
Utilities 2.1%
Real Estate 1.8%