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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 155 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3081 BMED BLACKROCK ETF TRUST 127.0 $3K NEW $26.80 +3.0%
3082 ENPH ENPHASE ENERGY INC Energy 96.0 $3K NEW $35.39 +32.1%
3083 ESPO VANECK ETF TRUST 28.0 $3K NEW $121.21 -25.5%
3084 SEADRILL LTD 112.0 $3K NEW $30.21
3085 ALKS ALKERMES PLC Healthcare 112.0 $3K NEW $30.00 +23.3%
3086 PSK SPDR SERIES TRUST 101.0 $3K NEW $33.07 -6.2%
3087 VIMEO INC 431.0 $3K NEW $7.75
3088 ADT ADT INC DEL Industrials 383.0 $3K NEW $8.71 -19.9%
3089 CRNX CRINETICS PHARMACEUTICALS IN Healthcare 80.0 $3K NEW $41.65 -16.1%
3090 VEON LTD 61.0 $3K NEW $54.43
3091 POLA POLAR PWR INC Industrials 1,000.0 $3K NEW $3.31 -43.7%
3092 CURB CURBLINE PPTYS CORP Real Estate 148.0 $3K NEW $22.30 +24.4%
3093 ANIX ANIXA BIOSCIENCES INC Healthcare 1,000.0 $3K NEW $3.30 -17.3%
3094 HAYW HAYWARD HLDGS INC Industrials 218.0 $3K NEW $15.12 -13.5%
3095 FG NEXUS INC. 600.0 $3K NEW $5.49
3096 SATS ECHOSTAR CORP Technology 43.0 $3K NEW $76.35 +78.8%
3097 AZZ AZZ INC Industrials 30.0 $3K NEW $109.13 +25.5%
3098 SBR SABINE RTY TR Energy 41.0 $3K NEW $79.46 -1.0%
3099 HLMN HILLMAN SOLUTIONS CORP Industrials 352.0 $3K NEW $9.18 -23.3%
3100 MQY BLACKROCK MUNIYILD QULT FD I Financial Services 277.0 $3K NEW $11.65 -4.3%
Page 155 of 187  ·  3,731 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 20.4%
Consumer Cyclical 11.0%
Communication Services 9.5%
Industrials 8.8%
Healthcare 8.7%
Consumer Defensive 4.9%
Energy 2.8%
Utilities 2.1%
Real Estate 1.8%