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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 151 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3001 GINN GOLDMAN SACHS ETF TR 61.0 $5K NEW $74.26 +3.2%
3002 FRPT FRESHPET INC Consumer Defensive 82.0 $5K NEW $55.11 -8.7%
3003 BUZZ VANECK ETF TRUST 125.0 $4K NEW $35.98 +2.9%
3004 WUGI INVESTMENT MANAGERS SER TR I 50.0 $4K NEW $89.86 -7.5%
3005 NTCT NETSCOUT SYS INC Technology 172.0 $4K NEW $25.83 +48.7%
3006 INNOVATOR ETFS TRUST 162.0 $4K NEW $27.40
3007 PACS PACS GROUP INC Financial Services 321.0 $4K NEW $13.73 +160.2%
3008 HASI HA SUSTAINABLE INFRA CAP INC Financial Services 143.0 $4K NEW $30.70 +29.8%
3009 FXH FIRST TR EXCHANGE TRADED FD 40.0 $4K NEW $109.67 +3.5%
3010 RUSHA RUSH ENTERPRISES INC Consumer Cyclical 82.0 $4K NEW $53.48 +27.9%
3011 SPEU SPDR INDEX SHS FDS 88.0 $4K NEW $49.81 +9.4%
3012 TV GRUPO TELEVISA S A B Communication Services 1,626.0 $4K NEW $2.69 +4.6%
3013 IDNA ISHARES TR 184.0 $4K NEW $23.61 +23.4%
3014 MMI MARCUS &MILLICHAP INC Real Estate 148.0 $4K NEW $29.35 -2.9%
3015 FFIN FIRST FINL BANKSHARES INC Financial Services 128.0 $4K NEW $33.65 -5.7%
3016 BB BLACKBERRY LTD Technology 877.0 $4K NEW $4.88 +27.1%
3017 EEMS ISHARES INC 63.0 $4K NEW $67.90 +10.4%
3018 SERV SERVE ROBOTICS INC Industrials 363.0 $4K NEW $11.63 -26.2%
3019 IMCR IMMUNOCORE HLDGS PLC Healthcare 116.0 $4K NEW $36.33 -19.4%
3020 CTLP CANTALOUPE INC Technology 397.0 $4K NEW $10.57 +6.0%
Page 151 of 187  ·  3,731 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 20.4%
Consumer Cyclical 11.0%
Communication Services 9.5%
Industrials 8.8%
Healthcare 8.7%
Consumer Defensive 4.9%
Energy 2.8%
Utilities 2.1%
Real Estate 1.8%