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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 149 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2961 SFNC SIMMONS 1ST NATL CORP Financial Services 265.0 $5K NEW $19.17 +9.9%
2962 VSCO VICTORIAS SECRET AND CO Consumer Cyclical 187.0 $5K NEW $27.14 +73.6%
2963 AGZD WISDOMTREE TR 223.0 $5K NEW $22.50 +0.4%
2964 PFRL PGIM ETF TR 100.0 $5K NEW $50.13 -1.0%
2965 ESQ ESQUIRE FINL HLDGS INC Financial Services 49.0 $5K NEW $102.06 +8.6%
2966 CMPR CIMPRESS PLC Communication Services 79.0 $5K NEW $63.04 +50.5%
2967 VICR VICOR CORP Technology 100.0 $5K NEW $49.72 +424.8%
2968 COHU COHU INC Technology 244.0 $5K NEW $20.33 +121.0%
2969 NVST ENVISTA HOLDINGS CORPORATION Healthcare 243.0 $5K NEW $20.37 +14.3%
2970 SPHB INVESCO EXCH TRADED FD TR II 45.0 $5K NEW $109.80 +25.2%
2971 ZION ZIONS BANCORPORATION N A Financial Services 87.0 $5K NEW $56.57 +8.6%
2972 CHARGEPOINT HOLDINGS INC 450.0 $5K NEW $10.92
2973 TTGT TECHTARGET INC Communication Services 842.0 $5K NEW $5.81 -19.1%
2974 RR RICHTECH ROBOTICS INC Industrials 1,129.0 $5K NEW $4.29 -39.6%
2975 TE T1 ENERGY INC Industrials 2,216.0 $5K NEW $2.18 +293.3%
2976 XSD SPDR SERIES TRUST 15.0 $5K NEW $319.13 +77.0%
2977 ERTH INVESCO EXCHANGE TRADED FD T 100.0 $5K NEW $47.65 +3.0%
2978 PRKS UNITED PARKS &RESORTS INC Consumer Cyclical 92.0 $5K NEW $51.70 -34.8%
2979 SOUTHSTATE BK CORP 48.0 $5K NEW $98.88
2980 FLO FLOWERS FOODS INC Consumer Defensive 361.0 $5K NEW $13.05 -46.8%
Page 149 of 187  ·  3,731 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 20.4%
Consumer Cyclical 11.0%
Communication Services 9.5%
Industrials 8.8%
Healthcare 8.7%
Consumer Defensive 4.9%
Energy 2.8%
Utilities 2.1%
Real Estate 1.8%