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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 146 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2901 MDIV FIRST TR EXCHANGE TRADED FD 380.0 $6K NEW $16.04 +3.1%
2902 FRONTIER COMMUNICATIONS PARE 163.0 $6K NEW $37.35
2903 GRUPO CIBEST SA 117.0 $6K NEW $51.94
2904 RXRX RECURSION PHARMACEUTICALS IN Healthcare 1,240.0 $6K NEW $4.88 -39.8%
2905 HOV HOVNANIAN ENTERPRISES INC Consumer Cyclical 47.0 $6K NEW $128.49 -22.1%
2906 SDOG ALPS ETF TR 100.0 $6K NEW $60.23 +9.8%
2907 DQ DAQO NEW ENERGY CORP Technology 213.0 $6K NEW $28.13 -36.2%
2908 CENX CENTURY ALUM CO Basic Materials 200.0 $6K NEW $29.36 +99.5%
2909 ITEQ AMPLIFY ETF TR 100.0 $6K NEW $58.64 +9.5%
2910 RXST RXSIGHT INC Healthcare 651.0 $6K NEW $8.99 -31.5%
2911 CLM CORNERSTONE STRATEGIC INVEST Financial Services 700.0 $6K NEW $8.28 -9.0%
2912 BUFG FIRST TR EXCHNG TRADED FD VI 215.0 $6K NEW $26.94 +7.6%
2913 KVYO KLAVIYO INC Technology 209.0 $6K NEW $27.69 -47.1%
2914 DRH DIAMONDROCK HOSPITALITY CO Real Estate 726.0 $6K NEW $7.96 +33.1%
2915 NEWT NEWTEKONE INC Financial Services 500.0 $6K NEW $11.45 +14.2%
2916 TU TELUS CORPORATION Communication Services 358.0 $6K NEW $15.77 -22.0%
2917 STXG EA SERIES TRUST 113.0 $6K NEW $49.92 +9.4%
2918 GBX GREENBRIER COS INC Industrials 122.0 $6K NEW $46.17 +1.5%
2919 EQAL INVESCO EXCH TRADED FD TR II 108.0 $6K NEW $52.00 +9.9%
2920 PAWZ PROSHARES TR 100.0 $6K NEW $56.07 -17.4%
Page 146 of 187  ·  3,731 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 20.4%
Consumer Cyclical 11.0%
Communication Services 9.5%
Industrials 8.8%
Healthcare 8.7%
Consumer Defensive 4.9%
Energy 2.8%
Utilities 2.1%
Real Estate 1.8%