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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 137 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2721 FORMULA SYSTEMS 1985 LTD 71.0 $10K NEW $140.27
2722 WINA WINMARK CORP Consumer Cyclical 20.0 $10K NEW $497.75 -27.8%
2723 SMOG VANECK ETF TRUST 78.0 $10K NEW $127.06 +19.7%
2724 FSCO FS CREDIT OPPORTUNITIES CORP Financial Services 1,432.0 $10K NEW $6.91 -28.2%
2725 OPLN OPENLANE INC Consumer Cyclical 342.0 $10K NEW $28.78 +21.8%
2726 NXTG FIRST TR EXCHANGE-TRADED FD 95.0 $10K NEW $103.59 +42.2%
2727 ICUI ICU MED INC Healthcare 82.0 $10K NEW $119.96 +9.5%
2728 OTEX OPEN TEXT CORP Technology 262.0 $10K NEW $37.38 -37.9%
2729 BNL BROADSTONE NET LEASE INC Real Estate 547.0 $10K NEW $17.87 +14.2%
2730 RUNN STRATEGIC TRUST 285.0 $10K NEW $34.27 -5.7%
2731 DGS WISDOMTREE TR 171.0 $10K NEW $57.10 +12.4%
2732 SFBS SERVISFIRST BANCSHARES INC Financial Services 121.0 $10K NEW $80.53 -4.1%
2733 NMFC NEW MTN FIN CORP Financial Services 1,004.0 $10K NEW $9.64 -16.8%
2734 FLMB FRANKLIN TEMPLETON ETF TR 408.0 $10K NEW $23.67 -0.5%
2735 OXLC OXFORD LANE CAP CORP Financial Services 570.0 $10K NEW $16.93 -43.0%
2736 RZG INVESCO EXCHANGE TRADED FD T 177.0 $10K NEW $54.47 +16.2%
2737 AGEM ABRDN FDS 259.0 $10K NEW $37.12 +27.8%
2738 DENNYS CORP 1,833.0 $10K NEW $5.23
2739 BNTX BIONTECH SE Healthcare 97.0 $10K NEW $98.62 -7.8%
2740 PSCT INVESCO EXCH TRADED FD TR II 180.0 $10K NEW $53.08 +51.9%
Page 137 of 187  ·  3,731 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 20.4%
Consumer Cyclical 11.0%
Communication Services 9.5%
Industrials 8.8%
Healthcare 8.7%
Consumer Defensive 4.9%
Energy 2.8%
Utilities 2.1%
Real Estate 1.8%