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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 126 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2501 VVX V2X INC Industrials 280.0 $16K NEW $58.09 +23.4%
2502 RIVN RIVIAN AUTOMOTIVE INC Consumer Cyclical 1,108.0 $16K NEW $14.68 -6.5%
2503 PTRB PGIM ETF TR 385.0 $16K NEW $42.20 -2.2%
2504 MKTX MARKETAXESS HLDGS INC Financial Services 93.0 $16K NEW $174.25 -21.8%
2505 IBUF INNOVATOR ETFS TRUST 568.0 $16K NEW $28.49 +7.9%
2506 ACVU HARTFORD FDS EXCHANGE TRADED 609.0 $16K NEW $26.55 +13.3%
2507 PENN PENN ENTERTAINMENT INC Consumer Cyclical 838.0 $16K NEW $19.26 -13.3%
2508 ITB ISHARES TR 150.0 $16K NEW $107.25 -15.3%
2509 SLF SUN LIFE FINANCIAL INC. Financial Services 268.0 $16K NEW $60.03 +21.6%
2510 PB PROSPERITY BANCSHARES INC Financial Services 242.0 $16K NEW $66.35 +4.2%
2511 KFY KORN FERRY Industrials 229.0 $16K NEW $69.98 -4.8%
2512 SPTM SPDR SERIES TRUST 198.0 $16K NEW $80.65 +11.6%
2513 FLHY FRANKLIN TEMPLETON ETF TR 650.0 $16K NEW $24.53 -1.2%
2514 BILS SPDR SERIES TRUST 160.0 $16K NEW $99.52 -0.2%
2515 DLB DOLBY LABORATORIES INC Technology 220.0 $16K NEW $72.37 -25.3%
2516 ABFL ABACUS FCF ETF TR 221.0 $16K NEW $71.97 +12.2%
2517 OSPN ONESPAN INC Technology 1,000.0 $16K NEW $15.89 -19.3%
2518 NFLT ETFIS SER TR I 688.0 $16K NEW $23.07 -1.3%
2519 UUUU ENERGY FUELS INC Energy 1,032.0 $16K NEW $15.35 +9.3%
2520 HELE HELEN OF TROY LTD Consumer Defensive 627.0 $16K NEW $25.20 -1.6%
Page 126 of 187  ·  3,731 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 20.4%
Consumer Cyclical 11.0%
Communication Services 9.5%
Industrials 8.8%
Healthcare 8.7%
Consumer Defensive 4.9%
Energy 2.8%
Utilities 2.1%
Real Estate 1.8%