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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 115 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2281 ASB ASSOCIATED BANC CORP Financial Services 1,008.0 $26K NEW $25.72 +9.1%
2282 CNX CNX RES CORP Energy 807.0 $26K NEW $32.12 +10.7%
2283 TTAN SERVICETITAN INC Technology 257.0 $26K NEW $100.83 -37.7%
2284 GAB GABELLI EQUITY TR INC Financial Services 4,247.0 $26K NEW $6.09 -8.5%
2285 XSHQ INVESCO EXCH TRADED FD TR II 601.0 $26K NEW $43.03 +5.5%
2286 ARRY ARRAY TECHNOLOGIES INC Energy 3,171.0 $26K NEW $8.15 +0.6%
2287 CVMC MORGAN STANLEY ETF TRUST 407.0 $26K NEW $63.49 +10.8%
2288 FTV FORTIVE CORP Technology 527.0 $26K NEW $48.99 +20.5%
2289 CNS COHEN &STEERS INC Financial Services 393.0 $26K NEW $65.61 +10.0%
2290 SSRM SSR MINING IN Basic Materials 1,054.0 $26K NEW $24.42 +25.9%
2291 IVES WEDBUSH SER TR 800.0 $26K NEW $32.12 +15.5%
2292 SLRC SLR INVESTMENT CORP Financial Services 1,677.0 $26K NEW $15.29 -14.3%
2293 NMR NOMURA HLDGS INC Financial Services 3,523.0 $26K NEW $7.27 +13.1%
2294 HOMB HOME BANCSHARES INC Financial Services 904.0 $26K NEW $28.30 -6.0%
2295 CVSB MORGAN STANLEY ETF TRUST 502.0 $25K NEW $50.72 +0.1%
2296 HIW HIGHWOODS PPTYS INC Real Estate 799.0 $25K NEW $31.82 -19.7%
2297 BSJR INVESCO EXCH TRD SLF IDX FD 1,118.0 $25K NEW $22.74 -1.6%
2298 ITUB ITAU UNIBANCO HLDG S A Financial Services 3,442.0 $25K NEW $7.34 +9.0%
2299 REZ ISHARES TR 296.0 $25K NEW $84.97 +7.8%
2300 FELE FRANKLIN ELEC INC Industrials 264.0 $25K NEW $95.20 +1.6%
Page 115 of 187  ·  3,731 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 20.4%
Consumer Cyclical 11.0%
Communication Services 9.5%
Industrials 8.8%
Healthcare 8.7%
Consumer Defensive 4.9%
Energy 2.8%
Utilities 2.1%
Real Estate 1.8%