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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 108 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2141 BEONE MEDICINES LTD 100.0 $34K 0.00% NEW $340.70
2142 FSMB FIRST TR EXCH TRADED FD III 1,695.0 $34K 0.00% NEW $20.08 -0.9%
2143 CHE CHEMED CORP NEW Healthcare 76.0 $34K 0.00% NEW $447.74 -1.4%
2144 KWR QUAKER HOUGHTON Basic Materials 258.0 $34K 0.00% NEW $131.75 +5.6%
2145 HYEM VANECK ETF TRUST 1,695.0 $34K 0.00% NEW $20.05 -0.3%
2146 RBC RBC BEARINGS INC Industrials 87.0 $34K 0.00% NEW $390.29 +46.3%
2147 BLACKROCK MUNIYIELD FD INC 3,215.0 $34K 0.00% NEW $10.56
2148 INVA INNOVIVA INC Healthcare 1,860.0 $34K 0.00% NEW $18.25 +21.6%
2149 KE KIMBALL ELECTRONICS INC Industrials 1,133.0 $34K 0.00% NEW $29.86 -18.9%
2150 RGEN REPLIGEN CORP Healthcare 253.0 $34K 0.00% NEW $133.67 -16.4%
2151 CEF SPROTT ASSET MANAGEMENT LP Financial Services 920.0 $34K 0.00% NEW $36.69 +30.7%
2152 FLAGSTAR FINANCIAL INC 2,892.0 $33K 0.00% NEW $11.55
2153 GPIQ GOLDMAN SACHS ETF TR 635.0 $33K 0.00% NEW $52.46 +10.3%
2154 HEDJ WISDOMTREE TR 660.0 $33K 0.00% NEW $50.40 +11.6%
2155 TGRW T ROWE PRICE ETF INC 730.0 $33K 0.00% NEW $45.55 +4.9%
2156 IHY VANECK ETF TRUST 1,500.0 $33K 0.00% NEW $22.13 -1.7%
2157 AGM FEDERAL AGRIC MTG CORP Financial Services 197.0 $33K 0.00% NEW $167.98 +5.4%
2158 IEX IDEX CORP Industrials 203.0 $33K 0.00% NEW $162.76 +26.3%
2159 REZI RESIDEO TECHNOLOGIES INC Industrials 762.0 $33K 0.00% NEW $43.18 -33.0%
2160 IEUR ISHARES TR 483.0 $33K 0.00% NEW $68.12 +11.1%
Page 108 of 187  ·  3,731 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 20.4%
Consumer Cyclical 11.0%
Communication Services 9.5%
Industrials 8.8%
Healthcare 8.7%
Consumer Defensive 4.9%
Energy 2.8%
Utilities 2.1%
Real Estate 1.8%