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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 107 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2121 TPYP TORTOISE CAPITAL SERIES TRUS 987.0 $36K 0.00% NEW $36.45 +20.4%
2122 NUMV NUSHARES ETF TR 928.0 $36K 0.00% NEW $38.69 +8.0%
2123 PBH PRESTIGE CONSMR HEALTHCARE I Healthcare 575.0 $36K 0.00% NEW $62.40 -22.7%
2124 LEMB ISHARES INC 869.0 $36K 0.00% NEW $41.21 +1.3%
2125 QJUN FIRST TR EXCHNG TRADED FD VI 1,146.0 $36K 0.00% NEW $31.11 +8.1%
2126 ANF ABERCROMBIE &FITCH CO Consumer Cyclical 417.0 $36K 0.00% NEW $85.45 -10.5%
2127 OCTH INNOVATOR ETFS TRUST 1,475.0 $35K 0.00% NEW $24.05 +0.5%
2128 FUMB FIRST TR EXCH TRADED FD III 1,763.0 $35K 0.00% NEW $20.10 -0.3%
2129 PNQI INVESCO EXCHANGE TRADED FD T 634.0 $35K 0.00% NEW $55.84 -13.8%
2130 DBA INVESCO DB MULTI-SECTOR COMM Financial Services 1,315.0 $35K 0.00% NEW $26.76 +3.2%
2131 SPGP INVESCO EXCHANGE TRADED FD T 309.0 $35K 0.00% NEW $113.62 +3.6%
2132 CWI SPDR INDEX SHS FDS 1,000.0 $35K 0.00% NEW $34.92 +15.0%
2133 KIM KIMCO RLTY CORP Real Estate 1,588.0 $35K 0.00% NEW $21.85 +10.1%
2134 MTH MERITAGE HOMES CORP Consumer Cyclical 477.0 $35K 0.00% NEW $72.43 -11.8%
2135 MKSI MKS INC. Technology 279.0 $35K 0.00% NEW $123.77 +153.0%
2136 JMEE J P MORGAN EXCHANGE TRADED F 544.0 $35K 0.00% NEW $63.43 +14.9%
2137 LADR LADDER CAP CORP Real Estate 3,157.0 $34K 0.00% NEW $10.91 -8.5%
2138 ECG EVERUS CONSTR GROUP Industrials 400.0 $34K 0.00% NEW $85.75 +75.8%
2139 BOXX EA SERIES TRUST 300.0 $34K 0.00% NEW $113.86 +2.6%
2140 FYX FIRST TR EXCHANGE-TRADED ALP 313.0 $34K 0.00% NEW $108.98 +21.1%
Page 107 of 187  ·  3,731 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 20.4%
Consumer Cyclical 11.0%
Communication Services 9.5%
Industrials 8.8%
Healthcare 8.7%
Consumer Defensive 4.9%
Energy 2.8%
Utilities 2.1%
Real Estate 1.8%