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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 104 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2061 FIRST TR EXCHNG TRADED FD VI 1,150.0 $40K 0.00% NEW $34.95
2062 SMMU PIMCO ETF TR 794.0 $40K 0.00% NEW $50.59 -0.5%
2063 FDMO FIDELITY COVINGTON TRUST 480.0 $40K 0.00% NEW $83.17 +12.8%
2064 DIV GLOBAL X FDS 2,250.0 $40K 0.00% NEW $17.69 +10.3%
2065 TAIL CAMBRIA ETF TR 3,340.0 $40K 0.00% NEW $11.83 -9.6%
2066 WTS WATTS WATER TECHNOLOGIES INC Industrials 141.0 $39K 0.00% NEW $279.28 +7.1%
2067 TPC TUTOR PERINI CORP Industrials 600.0 $39K 0.00% NEW $65.59 +17.4%
2068 IX ORIX CORP Financial Services 1,506.0 $39K 0.00% NEW $26.12 +50.3%
2069 ENS ENERSYS Industrials 346.0 $39K 0.00% NEW $112.96 +111.5%
2070 UDR UDR INC Real Estate 1,047.0 $39K 0.00% NEW $37.26 +1.5%
2071 CVIE MORGAN STANLEY ETF TRUST 570.0 $39K 0.00% NEW $68.23 +20.1%
2072 ITDF ISHARES TR 1,055.0 $39K 0.00% NEW $36.73 +11.1%
2073 IONQ IONQ INC Technology 630.0 $39K 0.00% NEW $61.50 -4.2%
2074 KTOS KRATOS DEFENSE &SEC SOLUTIO Industrials 424.0 $39K 0.00% NEW $91.37 -40.2%
2075 FXD FIRST TR EXCHANGE TRADED FD 565.0 $39K 0.00% NEW $68.22 -3.8%
2076 PEB PEBBLEBROOK HOTEL TR Real Estate 3,381.0 $39K 0.00% NEW $11.39 +30.5%
2077 FAN FIRST TR EXCHANGE-TRADED FD 2,000.0 $38K 0.00% NEW $19.21 +36.5%
2078 CLF CLEVELAND-CLIFFS INC NEW Basic Materials 3,144.0 $38K 0.00% NEW $12.20 -12.3%
2079 WMS ADVANCED DRAIN SYS INC DEL Industrials 276.0 $38K 0.00% NEW $138.70 -1.3%
2080 FXU FIRST TR EXCHANGE TRADED FD 840.0 $38K 0.00% NEW $45.45 +6.7%
Page 104 of 187  ·  3,731 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 20.4%
Consumer Cyclical 11.0%
Communication Services 9.5%
Industrials 8.8%
Healthcare 8.7%
Consumer Defensive 4.9%
Energy 2.8%
Utilities 2.1%
Real Estate 1.8%