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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 102 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2021 ZLAB ZAI LAB LTD Healthcare 1,270.0 $43K 0.00% NEW $33.89 -44.5%
2022 SN SHARKNINJA INC Consumer Cyclical 417.0 $43K 0.00% NEW $103.15 -1.1%
2023 INNOVATOR ETFS TRUST 2,129.0 $43K 0.00% NEW $20.19
2024 FMS FRESENIUS MEDICAL CARE AG Healthcare 1,632.0 $43K 0.00% NEW $26.33 -14.5%
2025 AXS AXIS CAP HLDGS LTD Financial Services 448.0 $43K 0.00% NEW $95.80 +5.1%
2026 AMPH AMPHASTAR PHARMACEUTICALS IN Healthcare 1,604.0 $43K 0.00% NEW $26.65 -31.9%
2027 FXI ISHARES TR 1,037.0 $43K 0.00% NEW $41.14 -12.8%
2028 TRNO TERRENO RLTY CORP Real Estate 750.0 $43K 0.00% NEW $56.75 +16.6%
2029 MUST COLUMBIA ETF TR I 2,066.0 $42K 0.00% NEW $20.53 -0.8%
2030 HERD PACER FDS TR 1,000.0 $42K 0.00% NEW $42.36 +12.7%
2031 PLNT PLANET FITNESS INC Consumer Cyclical 408.0 $42K 0.00% NEW $103.80 -51.6%
2032 INNOVATOR ETFS TRUST 1,473.0 $42K 0.00% NEW $28.73
2033 JPEF J P MORGAN EXCHANGE TRADED F 571.0 $42K 0.00% NEW $74.09 +7.5%
2034 ALLY ALLY FINL INC Financial Services 1,076.0 $42K 0.00% NEW $39.21 +9.0%
2035 SITE SITEONE LANDSCAPE SUPPLY INC Industrials 327.0 $42K 0.00% NEW $128.80 -11.5%
2036 EXPO EXPONENT INC Industrials 606.0 $42K 0.00% NEW $69.48 -17.9%
2037 VTWG VANGUARD SCOTTSDALE FDS 180.0 $42K 0.00% NEW $233.78 +15.0%
2038 MOS MOSAIC CO NEW Basic Materials 1,211.0 $42K 0.00% NEW $34.68 -36.7%
2039 FULT FULTON FINL CORP PA Financial Services 2,241.0 $42K 0.00% NEW $18.63 +14.9%
2040 DXJ WISDOMTREE TR 325.0 $42K 0.00% NEW $128.03 +32.1%
Page 102 of 187  ·  3,731 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 20.4%
Consumer Cyclical 11.0%
Communication Services 9.5%
Industrials 8.8%
Healthcare 8.7%
Consumer Defensive 4.9%
Energy 2.8%
Utilities 2.1%
Real Estate 1.8%