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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.5B AUM 1,345 positions Filed Feb 12, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 13 New 877 Added 374 Reduced 2399 Exited
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 RYLD GLOBAL X FDS 280,831.0 $4.3M 0.07% NEW $15.30 +0.3%
2 UNILEVER PLC 41,182.0 $2.7M 0.04% NEW $65.40
3 TCAL T ROWE PRICE ETF INC 24,195.0 $570K 0.01% NEW $23.57 -5.5%
4 TOTALENERGIES SE 8,193.0 $536K 0.01% NEW $65.42
5 JHPI JOHN HANCOCK EXCHANGE TRADED 22,477.0 $513K 0.01% NEW $22.84 -0.2%
6 IBIT ISHARES BITCOIN TRUST ETF Financial Services 5,989.0 $297K 0.01% NEW $49.65 -12.4%
7 UUP INVESCO DB US DLR INDEX TR Financial Services 10,561.0 $285K 0.00% NEW $27.03 +2.7%
8 ASCI ABRDN FDS 6,589.0 $227K 0.00% NEW $34.49 +5.4%
9 CUSHMAN AND WAKEFIELD LTD 14,030.0 $227K 0.00% NEW $16.19
10 TRFK PACER FDS TR 3,516.0 $225K 0.00% NEW $64.06 +38.3%
11 DDFD INNOVATOR ETFS TRUST 11,093.0 $212K 0.00% NEW $19.15 +3.3%
12 ETHA ISHARES ETHEREUM TR Financial Services 8,927.0 $200K 0.00% NEW $22.43 -28.6%
13 CAPITAL SOUTHWEST CORP 60,000.0 $59K 0.00% NEW $0.99

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.5%
Financial Services 20.5%
Consumer Cyclical 10.7%
Communication Services 10.0%
Healthcare 9.5%
Industrials 8.6%
Consumer Defensive 4.5%
Energy 2.8%
Utilities 2.0%
Real Estate 1.5%