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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.5B AUM 1,345 positions Filed Feb 12, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 13 New 877 Added 374 Reduced 2399 Exited
Page 21 of 120  ·  2,399 positions
# Ticker Company Sector Shares Value ↓ % Port Status
401 UMBF UMB FINL CORP Financial Services 675 $80K 0.00% SOLD
402 EMN EASTMAN CHEM CO Basic Materials 1,267 $80K 0.00% SOLD
403 OC OWENS CORNING NEW Industrials 563 $80K 0.00% SOLD
404 LECO LINCOLN ELEC HLDGS INC Industrials 337 $79K 0.00% SOLD
405 NWE NORTHWESTERN ENERGY GROUP IN Utilities 1,344 $79K 0.00% SOLD
406 LYFT LYFT INC Technology 3,569 $79K 0.00% SOLD
407 NUMG NUSHARES ETF TR 1,613 $79K 0.00% SOLD
408 HLNE HAMILTON LANE INC Financial Services 582 $78K 0.00% SOLD
409 GSEW GOLDMAN SACHS ETF TR 921 $78K 0.00% SOLD
410 ISCB ISHARES TR 1,233 $78K 0.00% SOLD
411 IYE ISHARES TR 1,644 $78K 0.00% SOLD
412 INNOVATOR ETFS TRUST 2,881 $78K 0.00% SOLD
413 EMBJ EMBRAER S.A. Industrials 1,289 $78K 0.00% SOLD
414 INNOVATOR ETFS TRUST 2,956 $78K 0.00% SOLD
415 SAM BOSTON BEER INC Consumer Defensive 367 $78K 0.00% SOLD
416 USTB VICTORY PORTFOLIOS II 1,520 $77K 0.00% SOLD
417 WEX WEX INC Technology 491 $77K 0.00% SOLD
418 AVY AVERY DENNISON CORP Industrials 476 $77K 0.00% SOLD
419 PODD INSULET CORP Healthcare 250 $77K 0.00% SOLD
420 IOO ISHARES TR 643 $77K 0.00% SOLD
Page 21 of 120  ·  2,399 positions
Sector Allocation
Technology 28.5%
Financial Services 20.5%
Consumer Cyclical 10.7%
Communication Services 10.0%
Healthcare 9.5%
Industrials 8.6%
Consumer Defensive 4.5%
Energy 2.8%
Utilities 2.0%
Real Estate 1.5%