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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.5B AUM 1,345 positions Filed Feb 12, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 13 New 877 Added 374 Reduced 2399 Exited
Page 4 of 44  ·  877 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 PQDI PRINCIPAL EXCHANGE TRADED FD 734,899.0 $14.4M 0.22% +219K +42.5% $19.57 -1.5%
62 BYRE PRINCIPAL EXCHANGE TRADED FD 573,727.0 $14.0M 0.22% +121K +26.7% $24.46 +11.2%
63 CMDY ISHARES U S ETF TR 287,546.0 $14.0M 0.22% +19K +6.9% $48.75 +28.7%
64 VOO VANGUARD INDEX FDS 21,941.0 $13.8M 0.21% +520.0 +2.4% $627.13 +7.8%
65 WFC WELLS FARGO CO NEW Financial Services 147,416.0 $13.7M 0.21% +17K +12.8% $93.20 -20.5%
66 GGUS GOLDMAN SACHS ETF TR 214,241.0 $13.6M 0.21% +3K +1.6% $63.66 +3.9%
67 HIGH SIMPLIFY EXCHANGE TRADED FUN 599,795.0 $13.4M 0.21% +79K +15.2% $22.31 -4.0%
68 VWO VANGUARD INTL EQUITY INDEX F 248,237.0 $13.3M 0.21% +5K +2.2% $53.76 +8.1%
69 SCHH SCHWAB STRATEGIC TR 638,775.0 $13.3M 0.21% +50K +8.4% $20.89 +12.2%
70 SPIB SPDR SERIES TRUST 394,576.0 $13.3M 0.21% +105K +36.3% $33.81 -1.8%
71 XOM EXXON MOBIL CORP Energy 109,077.0 $13.1M 0.20% +4K +3.5% $120.34 +35.7%
72 CGDV CAPITAL GROUP DIVIDEND VALUE 296,898.0 $13.0M 0.20% +56K +23.4% $43.64 +8.5%
73 JNJ JOHNSON &JOHNSON Healthcare 62,517.0 $12.9M 0.20% +7K +12.0% $206.95 +11.9%
74 EQWL INVESCO EXCHANGE TRADED FD T 107,533.0 $12.7M 0.20% +2K +2.4% $118.16 +5.3%
75 VDC VANGUARD WORLD FD 57,596.0 $12.2M 0.19% +8K +15.5% $211.24 +10.5%
76 CGMU CAPITAL GRP FIXED INCM ETF T 437,990.0 $12.0M 0.18% +136K +45.0% $27.38 -0.9%
77 SMH VANECK ETF TRUST 33,177.0 $11.9M 0.18% +367.0 +1.1% $360.13 +53.7%
78 CGUS CAPITAL GROUP CORE EQUITY ET 291,627.0 $11.7M 0.18% +47K +19.2% $40.23 +7.1%
79 RTX RTX CORPORATION Industrials 63,274.0 $11.6M 0.18% +9K +16.2% $183.40 -5.1%
80 SBAR SIMPLIFY EXCHANGE TRADED FUN 437,425.0 $11.4M 0.18% +350K +398.9% $26.16 -2.9%
Page 4 of 44  ·  877 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.5%
Financial Services 20.5%
Consumer Cyclical 10.7%
Communication Services 10.0%
Healthcare 9.5%
Industrials 8.6%
Consumer Defensive 4.5%
Energy 2.8%
Utilities 2.0%
Real Estate 1.5%