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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.5B AUM 1,345 positions Filed Feb 12, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 13 New 877 Added 374 Reduced 2399 Exited
Page 32 of 44  ·  877 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
621 BROOKFIELD ASSET MANAGMT LTD 10,288.0 $539K 0.01% +2K +22.2% $52.39
622 FCNCA FIRST CTZNS BANCSHARES INC D Financial Services 251.0 $539K 0.01% +7.0 +2.9% $2146.18 -9.5%
623 VIS VANGUARD WORLD FD 1,799.0 $537K 0.01% +617.0 +52.2% $298.36 +10.1%
624 TCHP T ROWE PRICE ETF INC 10,578.0 $527K 0.01% +2K +18.6% $49.86 +2.1%
625 FMDE FIDELITY COVINGTON TRUST 14,448.0 $526K 0.01% +3K +29.4% $36.38 +4.9%
626 VRIG INVESCO ACTIVELY MANAGED EXC 20,938.0 $526K 0.01% +4K +21.3% $25.10 -0.2%
627 LEA LEAR CORP Consumer Cyclical 4,556.0 $522K 0.01% +44.0 +1.0% $114.59 +13.8%
628 RSPH INVESCO EXCHANGE TRADED FD T 16,191.0 $516K 0.01% +1K +9.4% $31.85 -4.0%
629 PKG PACKAGING CORP AMER Consumer Cyclical 2,498.0 $515K 0.01% +124.0 +5.2% $206.27 +2.1%
630 HSBC HSBC HLDGS PLC Financial Services 6,443.0 $507K 0.01% +1K +26.1% $78.67 +14.6%
631 FTCB FIRST TR EXCHANGE-TRADED FD 23,855.0 $506K 0.01% +6K +30.5% $21.23 -2.9%
632 PULS PGIM ETF TR 10,203.0 $506K 0.01% +4K +65.7% $49.59 +0.1%
633 EQIX EQUINIX INC Real Estate 658.0 $504K 0.01% +94.0 +16.7% $766.16 +38.7%
634 ISCG ISHARES TR 9,079.0 $504K 0.01% +426.0 +4.9% $55.46 +7.0%
635 ISHARES TR 21,876.0 $500K 0.01% +2K +9.1% $22.87
636 SLYG SPDR SERIES TRUST 5,300.0 $499K 0.01% +58.0 +1.1% $94.19 +11.5%
637 ROK ROCKWELL AUTOMATION INC Industrials 1,272.0 $495K 0.01% +313.0 +32.6% $389.07 +12.2%
638 IRM IRON MTN INC DEL Real Estate 5,812.0 $482K 0.01% +258.0 +4.7% $82.95 +49.4%
639 MIDCAP FINANCIAL INVSTMNT CO 42,135.0 $482K 0.01% +2K +4.4% $11.44
640 MKC MCCORMICK &CO INC Consumer Defensive 7,055.0 $481K 0.01% +377.0 +5.7% $68.11 -31.4%
Page 32 of 44  ·  877 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.5%
Financial Services 20.5%
Consumer Cyclical 10.7%
Communication Services 10.0%
Healthcare 9.5%
Industrials 8.6%
Consumer Defensive 4.5%
Energy 2.8%
Utilities 2.0%
Real Estate 1.5%