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Portfolio (Quarterly) Guide ↗

Breakwater Investment Management

· CIK 0002025925
13F Portfolio $276M AUM 497 positions Filed Feb 2, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 91 New 52 Added 66 Reduced 124 Exited
Page 3 of 25  ·  497 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 VIGI VANGUARD WHITEHALL FDS 14,788.0 $1.4M 0.49% $91.45 +2.0%
42 GOOGL ALPHABET INC Communication Services 4,202.0 $1.3M 0.48% -26.0 -0.6% $313.00 +25.5%
43 SCHH SCHWAB STRATEGIC TR 59,936.0 $1.3M 0.45% +1K +2.5% $20.89 +11.0%
44 VEA VANGUARD TAX-MANAGED FDS 19,746.0 $1.2M 0.45% -153.0 -0.8% $62.47 +10.4%
45 STIP ISHARES TR 12,003.0 $1.2M 0.45% $102.39 +1.0%
46 VGIT VANGUARD SCOTTSDALE FDS 20,334.0 $1.2M 0.44% $59.93 -2.4%
47 GLD SPDR GOLD TR Financial Services 3,031.0 $1.2M 0.43% +78.0 +2.6% $396.31 +3.7%
48 VTV VANGUARD INDEX FDS 6,013.0 $1.1M 0.41% +883.0 +17.2% $190.99 +8.0%
49 VNQI VANGUARD INTL EQUITY INDEX F 24,928.0 $1.1M 0.41% -410.0 -1.6% $45.84 -0.6%
50 VTEB VANGUARD MUN BD FDS 22,684.0 $1.1M 0.41% +577.0 +2.6% $50.29 -1.1%
51 VV VANGUARD INDEX FDS 3,280.0 $1.0M 0.37% $314.80 +7.3%
52 VTC VANGUARD SCOTTSDALE FDS 12,789.0 $993K 0.36% -2K -12.4% $77.64 -2.5%
53 VOTE TCW ETF TRUST 11,396.0 $914K 0.33% $80.22 +7.5%
54 MUB ISHARES TR 8,281.0 $887K 0.32% $107.11 -1.2%
55 SPTS SPDR SERIES TRUST 27,022.0 $791K 0.29% +591.0 +2.2% $29.28 -1.0%
56 XLK SELECT SECTOR SPDR TR 4,545.0 $654K 0.24% +2K +100.0% $143.96 +20.8%
57 PIT VANECK ETF TRUST 12,220.0 $645K 0.23% +711.0 +6.2% $52.81 +46.6%
58 BSV VANGUARD BD INDEX FDS 6,664.0 $525K 0.19% $78.81 -1.4%
59 BIV VANGUARD BD INDEX FDS 6,501.0 $506K 0.18% $77.88 -2.7%
60 SPSB SPDR SERIES TRUST 15,857.0 $479K 0.17% $30.20 -0.9%
Page 3 of 25  ·  497 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 43.4%
Financial Services 26.1%
Consumer Cyclical 17.1%
Communication Services 6.3%
Healthcare 3.1%
Industrials 1.5%
Consumer Defensive 1.2%
Energy 0.8%
Basic Materials 0.3%
Utilities 0.1%