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Portfolio (Quarterly) Guide ↗

BALLAST ADVISORS LLC

· CIK 0001803415
13F Portfolio $344M AUM 394 positions Filed May 13, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 225 New 40 Added 65 Reduced 7 Exited
Page 18 of 20  ·  393 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
341 ARCC ARES CAP CORP COM Financial Services 230.0 $4K 0.00% NEW $17.39 +8.4%
342 GBCI GLACIER BANCORP INC Financial Services 97.0 $4K 0.00% NEW $41.24 +15.6%
343 GPN GLOBAL PAYMENTS INC Industrials 55.0 $4K 0.00% NEW $72.73 +2.0%
344 MTB M&T BANK CORP Financial Services 18.0 $4K 0.00% NEW $222.22 -3.7%
345 NTRS NORTHERN TRUST CORP Financial Services 32.0 $4K 0.00% NEW $125.00 +34.9%
346 JAZZ JAZZ PHARMACEUTICALS PLC USD Healthcare 22.0 $4K 0.00% NEW $181.82 +29.3%
347 RIG TRANSOCEAN INC NEW Energy 615.0 $4K 0.00% NEW $6.50 -5.0%
348 NEW YORK COMMUNITY CAPITAL TRUST V 101.0 $4K 0.00% NEW $39.60
349 ARKK ARK INNOVATION ETF 50.0 $3K 0.00% NEW $60.00 +34.5%
350 ABNB AIRBNB INC Consumer Cyclical 25.0 $3K 0.00% NEW $120.00 +10.5%
351 UTF COHEN & STEERS INFRASTRUCTURE FUND INC Financial Services 100.0 $3K 0.00% NEW $30.00 -9.9%
352 ROBO ROBO GLOBAL ROBOTICS AND AUTOMATION INDEX ETF 39.0 $3K 0.00% NEW $76.92 +15.9%
353 JMTG JP MORGAN MORTGAGE-BACKED SECURITIES ETF 55.0 $3K 0.00% NEW $54.55 -7.3%
354 JTEK JPMORGAN US TECH LEADERS ETF 35.0 $3K 0.00% NEW $85.71 +25.0%
355 KHC KRAFT HEINZ CO COM Consumer Defensive 143.0 $3K 0.00% NEW $20.98 +16.9%
356 DBMF IMGP DBI MANAGED FUTURES STRATEGY ETF 83.0 $3K 0.00% NEW $36.14 -14.2%
357 NGG NATIONAL GRID PLC Utilities 40.0 $3K 0.00% NEW $75.00 +13.3%
358 ORLY O REILLY AUTOMOTIVE INC NEW COM Consumer Cyclical 33.0 $3K 0.00% NEW $90.91 -2.9%
359 MOAT VANECK MORNGINSTAR WIDE MOAT ETF 29.0 $3K 0.00% NEW $103.45 -0.3%
360 SMH VANECK SEMICONDUCTOR ETF 8.0 $3K 0.00% NEW $375.00 +60.2%
Page 18 of 20  ·  393 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 37.4%
Financial Services 15.9%
Energy 12.6%
Consumer Cyclical 7.1%
Industrials 6.6%
Communication Services 6.1%
Healthcare 5.9%
Consumer Defensive 4.9%
Basic Materials 2.4%
Utilities 1.0%