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Portfolio (Quarterly) Guide ↗

BALLAST ADVISORS LLC

· CIK 0001803415
13F Portfolio $344M AUM 394 positions Filed May 13, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 225 New 40 Added 65 Reduced 7 Exited
Page 6 of 12  ·  225 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 MINN MAIRS & POWER MINNESOTA MUNICIPAL BD ETF 1,529.0 $34K 0.01% NEW $22.24 +0.8%
102 EFX EQUIFAX INC COM Industrials 185.0 $33K 0.01% NEW $178.38 -7.1%
103 VKTX VIKING THERAPEUTICS, INC. Healthcare 1,000.0 $33K 0.01% NEW $33.00 -0.8%
104 RCL ROYAL CARIBBEAN CRUISES LTD COM Consumer Cyclical 120.0 $33K 0.01% NEW $275.00 +3.5%
105 DOW DOW CHEM CO COM Basic Materials 751.0 $31K 0.01% NEW $41.28 -18.2%
106 INDB INDEPENDENT BANK CORP Financial Services 406.0 $30K 0.01% NEW $73.89 +7.0%
107 IBDY iShares iBonds Dec 2033 Term Corp ETF 1,170.0 $30K 0.01% NEW $25.64 +0.7%
108 IBDX iShares iBonds Dec 2032 Term Corp ETF 1,196.0 $30K 0.01% NEW $25.08 +0.7%
109 IBDW iShares iBonds Dec 2031 Term Corp ETF 1,442.0 $30K 0.01% NEW $20.80 +0.5%
110 IBDV ISHARES IBONDS DEC 2030 TERM CORP ETF 1,379.0 $30K 0.01% NEW $21.75 +0.5%
111 IBCA iShares iBonds Dec 2035 Term Corp ETF 1,181.0 $30K 0.01% NEW $25.40 +1.1%
112 IBDZ iShares iBonds Dec 2034 Term Corp ETF 1,159.0 $30K 0.01% NEW $25.88 +0.8%
113 WSM WILLIAMS SONOMA INC COM Consumer Cyclical 165.0 $30K 0.01% NEW $181.82 +12.0%
114 PLTR PALANTIR TECHNOLOGIES INC Technology 200.0 $29K 0.01% NEW $145.00 +8.0%
115 COF CAPITAL ONE FINL CORP COM Financial Services 148.0 $27K 0.01% NEW $182.43 +3.0%
116 MGA MAGNA INTL INC Consumer Cyclical 460.0 $26K 0.01% NEW $56.52 +14.6%
117 CALI ISHARES SHORT-TERM CALIFORNIA MUNI ACTIVE ETF 485.0 $24K 0.01% NEW $49.48 +2.0%
118 AUGZ TRUESHS STRUCTUR OUTCOME AUG ETF 600.0 $24K 0.01% NEW $40.00 +14.6%
119 DIA SPDR DOW JONES INDUSTRIAL AVERAGE ETF Financial Services 52.0 $24K 0.01% NEW $461.54 +10.7%
120 CGCP CAPITAL GROUP CORE PLUS INCOME ETF 888.0 $23K 0.01% NEW $25.90 -13.8%
Page 6 of 12  ·  225 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 37.4%
Financial Services 15.9%
Energy 12.6%
Consumer Cyclical 7.1%
Industrials 6.6%
Communication Services 6.1%
Healthcare 5.9%
Consumer Defensive 4.9%
Basic Materials 2.4%
Utilities 1.0%