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Portfolio (Quarterly) Guide ↗

UBS Group AG

· CIK 0001610520
13F Portfolio $666.3B AUM 22,771 positions Filed May 5, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 1524 New 4680 Added 3762 Reduced 1551 Exited
Page 512 of 521  ·  10,408 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
10221 XPL SOLITARIO RESOURCES CORP Basic Materials 52.0 $43.0 $0.83 +7.6%
10222 GJAN FIRST TR EXCHNG TRADED FD VI 1.0 $42.0 -1K -99.9% $42.00 +6.0%
10223 GFEB FIRST TR EXCHNG TRADED FD VI 1.0 $41.0 -565.0 -99.8% $41.00 +6.2%
10224 GEMD GOLDMAN SACHS ETF TR 1.0 $41.0 -20.0 -95.2% $41.00 +1.6%
10225 QQQY TIDAL TRUST II 2.0 $41.0 $20.50 +17.2%
10226 AGRICULTURE & NAT SOL ACQ CO 229.0 $41.0 $0.18
10227 CAPS CAPSTONE HLDG CORP Basic Materials 61.0 $41.0 -2K -97.5% $0.67 -55.2%
10228 CARK ADVISORS INNER CIRCLE FD II 1.0 $40.0 NEW $40.00 +16.7%
10229 USEP INNOVATOR ETFS TRUST 1.0 $39.0 -221.0 -99.5% $39.00 +4.8%
10230 LANZATECH GLOBAL INC 2,770.0 $39.0 +893.0 +47.6% $0.01
10231 MICROVAST HOLDINGS INC 2,462.0 $39.0 NEW $0.02
10232 SOLID POWER INC 176.0 $39.0 -1K -87.7% $0.22
10233 CURIS INC 71.0 $39.0 -4K -98.1% $0.55
10234 EURL DIREXION SHARES ETF TRUST 1.0 $38.0 -3K -100.0% $38.00 +14.3%
10235 ALOT ASTRONOVA INC Technology 4.0 $37.0 -4.0 -50.0% $9.25 +54.4%
10236 APEX TREAS CORP 166.0 $37.0 +146.0 +730.0% $0.22
10237 HELPORT AI LTD 335.0 $37.0 +274.0 +449.2% $0.11
10238 CHIPMOS TECHNOLOGIES INC 1.0 $36.0 -18K -100.0% $36.00
10239 60 DEGREES PHARMACEUTICALS I 702.0 $35.0 -86.0 -10.9% $0.05
10240 NUSHARES ETF TR 1.0 $35.0 $35.00
Page 512 of 521  ·  10,408 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.2%
Financial Services 17.5%
Industrials 11.0%
Healthcare 9.8%
Consumer Cyclical 9.1%
Communication Services 7.5%
Energy 5.5%
Consumer Defensive 4.8%
Basic Materials 2.7%
Utilities 2.7%