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Portfolio (Quarterly) Guide ↗

Moors & Cabot, Inc.

· CIK 0001607239
13F Portfolio $2.3B AUM 927 positions Filed May 8, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 70 New 312 Added 416 Reduced 66 Exited
Page 28 of 47  ·  927 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
541 CG CARLYLE GROUP INC Financial Services 10,879.0 $526K 0.02% +1K +15.1% $48.39 -3.7%
542 HYBL SSGA ACTIVE TR 18,696.0 $520K 0.02% $27.84 +0.5%
543 TXT TEXTRON INC Industrials 5,935.0 $520K 0.02% $87.56 +1.4%
544 CNA CNA FINL CORP Financial Services 11,280.0 $518K 0.02% -3K -19.6% $45.92 -3.3%
545 NGG NATIONAL GRID PLC Utilities 6,100.0 $516K 0.02% -111.0 -1.8% $84.59 -4.7%
546 DG DOLLAR GEN CORP Consumer Defensive 4,326.0 $514K 0.02% -243.0 -5.3% $118.73 -13.8%
547 CACI CACI INTL INC Technology 942.0 $512K 0.02% +35.0 +3.9% $543.87 -9.0%
548 NTRS NORTHERN TR CORP Financial Services 3,648.0 $509K 0.02% +92.0 +2.6% $139.57 +17.4%
549 BXSL BLACKSTONE SECD LENDING FD Financial Services 21,487.0 $509K 0.02% +2K +9.8% $23.69 -0.1%
550 MRNA MODERNA INC Healthcare 9,916.0 $504K 0.02% -7K -39.8% $50.80 -3.5%
551 CGDV CAPITAL GROUP DIVIDEND VALUE 11,840.0 $504K 0.02% +2K +26.8% $42.54 +12.1%
552 FENI FIDELITY COVINGTON TRUST 13,501.0 $502K 0.02% +5K +52.0% $37.20 +6.1%
553 SNY SANOFI SA Healthcare 10,313.0 $497K 0.02% +2K +26.3% $48.18 -11.4%
554 AEE AMEREN CORP Utilities 4,513.0 $496K 0.02% -119.0 -2.6% $109.93 -2.3%
555 IBDU ISHARES TR 21,238.0 $494K 0.02% +2K +12.3% $23.26 -0.6%
556 GWW WW GRAINGER INC Industrials 450.0 $491K 0.02% $1090.81 +16.7%
557 BOTZ GLOBAL X FDS 14,755.0 $490K 0.02% -675.0 -4.4% $33.22 +19.9%
558 QQQX NUVEEN NASDAQ 100 DYNAMIC OV Financial Services 18,226.0 $486K 0.02% +590.0 +3.4% $26.67 +11.9%
559 IYC ISHARES TR 4,995.0 $484K 0.02% -863.0 -14.7% $96.92 +4.1%
560 IXUS ISHARES TR 5,558.0 $482K 0.02% -354.0 -6.0% $86.64 +8.4%
Page 28 of 47  ·  927 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.3%
Financial Services 15.8%
Energy 14.1%
Industrials 10.4%
Healthcare 7.8%
Consumer Cyclical 7.7%
Consumer Defensive 6.3%
Communication Services 5.5%
Utilities 3.5%
Basic Materials 2.9%