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Portfolio (Quarterly) Guide ↗

FIRST TRUST ADVISORS LP

· CIK 0001125816
13F Portfolio $140.0B AUM 2,882 positions Filed May 13, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 119 New 1441 Added 972 Reduced 141 Exited
Page 66 of 131  ·  2,602 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1301 BGC BGC GROUP INC Financial Services 672,402.0 $6.6M 0.01% +127K +23.2% $9.78 +14.4%
1302 TNDM TANDEM DIABETES CARE INC Healthcare 342,707.0 $6.6M 0.01% NEW $19.17 -21.9%
1303 KD KYNDRYL HLDGS INC Technology 500,446.0 $6.6M 0.01% +121K +31.8% $13.12 -6.3%
1304 LILAK LIBERTY LATIN AMERICA LTD Communication Services 744,252.0 $6.6M 0.01% +66K +9.8% $8.82 -9.0%
1305 NUAI NEW ERA ENERGY & DIGITAL INC Energy 1,614,504.0 $6.6M 0.01% +858K +113.5% $4.06 +9.1%
1306 MKTX MARKETAXESS HLDGS INC Financial Services 39,492.0 $6.5M 0.01% -3K -8.1% $164.98 -16.9%
1307 TXO PARTNERS LP 517,597.0 $6.5M 0.01% +11K +2.1% $12.58
1308 DORM DORMAN PRODS INC Consumer Cyclical 62,161.0 $6.5M 0.01% +12K +24.3% $104.36 +13.1%
1309 INVA INNOVIVA INC Healthcare 278,340.0 $6.5M 0.01% +160K +134.6% $23.30 -3.6%
1310 BIL SPDR SERIES TRUST 70,557.0 $6.5M 0.01% NEW $91.64 -0.1%
1311 PLMR PALOMAR HLDGS INC Financial Services 54,088.0 $6.5M 0.01% +38K +232.3% $119.50 -4.7%
1312 ARE ALEXANDRIA REAL ESTATE EQ IN Real Estate 138,853.0 $6.4M 0.01% +60K +75.8% $46.42 +4.2%
1313 AZO AUTOZONE INC Consumer Cyclical 1,906.0 $6.4M 0.01% -4K -68.3% $3377.34 +0.9%
1314 TPH TRI POINTE HOMES INC Consumer Cyclical 137,720.0 $6.4M 0.01% $46.73 +0.5%
1315 BX BLACKSTONE INC Financial Services 55,821.0 $6.4M 0.01% -174K -75.7% $114.99 +3.1%
1316 NWSA NEWS CORP NEW Communication Services 257,352.0 $6.4M 0.01% +228K +774.5% $24.93 +3.9%
1317 QXO QXO INC Industrials 328,123.0 $6.4M 0.01% +282K +608.6% $19.42 -14.2%
1318 RCL ROYAL CARIBBEAN GROUP Consumer Cyclical 23,111.0 $6.4M 0.01% -41K -64.1% $275.17 -6.9%
1319 RIG TRANSOCEAN LTD Energy 958,406.0 $6.4M 0.01% +928K +3072.5% $6.63 +2.7%
1320 CATY CATHAY GEN BANCORP Financial Services 127,143.0 $6.3M 0.01% +16K +14.4% $49.86 +14.9%
Page 66 of 131  ·  2,602 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Industrials 20.2%
Financial Services 15.5%
Healthcare 7.8%
Consumer Cyclical 6.9%
Energy 5.9%
Communication Services 5.1%
Consumer Defensive 5.0%
Utilities 3.6%
Basic Materials 1.9%